OF BLOOD, SALT, AND OIL: AN ARCHAEOLOGICAL, GEOGRAPHICAL, AND HISTORICAL STUDY OF NORTH CAROLINA’S DOLPHIN FISHERY By George Martin Huss II March 2019 Director: Dr. Nathan Richards Major Department: Program in Maritime Studies, Department of History The purpose of this study is to examine the influences of North Carolina’s historic dolphin fishery at Hatteras and how it changed over time. Little research has been conducted to date and only echoes of the dolphin fishery’s history and archaeology still exist. Preliminary historical records, material culture, and archaeological sites related to the dolphin fishing industry of North Carolina suggests a study of the influences that led to its origin, development, and decline is possible. By analyzing artifacts and materials using Schiffer’s behavioral chain model, it may be possible to shed light on an overlooked area of North Carolina’s maritime archaeology and history. OF BLOOD, SALT, AND OIL: AN ARCHAEOLOGICAL, GEOGRAPHICAL, AND HISTORICAL STUDY OF NORTH CAROLINA’S DOLPHIN FISHERY A Thesis Presented to the Faculty of the Program in Maritime Studies of Department of History East Carolina University In Partial Fulfillment of the Requirements for the Degree Master of Arts in Maritime Studies By George Martin Huss II March 2019 ©Copyright 2019 George Martin Huss II OF BLOOD, SALT, AND OIL: AN ARCHAEOLOGICAL, GEOGRAPHICAL, AND HISTORICAL STUDY OF NORTH CAROLINA’S DOLPHIN FISHERY By George Martin Huss II APPROVED BY: DIRECTOR OF THESIS: (Nathan Richards, Ph.D.) COMMITTEE MEMBER: (Lynn Harris, Ph.D.) COMMITTEE MEMBER: (Christopher Oakley, Ph.D.) CHAIR OF THE DEPARTMENT OF HISTORY: (Christopher Oakley, Ph.D.) DEAN OF THE GRADUATE SCHOOL: (Paul J. Gemperline, Ph.D.) ACKNOWLEDGMENTS Isaac Newton’s notable phrase “if I have seen further than others, it is by standing upon the shoulders of giants” applies to the work put into this thesis. I would like to express my immense gratitude for the many individuals that aided me in this endeavor. I would like to thank Maritime Studies students Paul Gates and Janie Knutson for assistance in data collection and processing. I would like to thank Kristina Fricker for her assistance in the creation of the artifact photogrammetric models. I would like to thank Tyler Caldwell and Adam Parker for their assistance in creating maps in ArcGIS. I would also like to specifically thank John McCord of the Coastal Studies Institute for providing access and aid in utilizing the aerial drone and photography equipment. In addition to my supportive classmates, I would like to acknowledge staff members of the institutions I visited, Mary Ellen Riddle of the Graveyard of the Atlantic Museum, Lynn Anderson and Paul Fontenoy of the North Carolina Maritime Museum at Beaufort, and John Ososky of the Smithsonian. I would also like to thank the Dare County Government Education Access Grant Committee for recognizing the value of my research and providing the funding to carry it out. I would also like to thank members of my committee for their individual input, patience, and guidance throughout the writing process. My deepest appreciation is reserved for my advisor, mentor, and friend, Dr. Nathan Richards who supported this research from the very beginning. Lastly, I thank my family and close friends for their enduring love and support. TABLE OF CONTENTS LIST OF TABLES ……………………………………………………………………… ix LIST OF FIGURES …………………………………………………………………….. xi CHAPTER ONE: INTRODUCTION .………………………………………………….. 1 Introduction ……………………………………………………………………… 1 Research Questions …………………………………………………………….... 4 Thesis Structure …………………………………………………………………. 6 CHAPTER TWO: HISTORICAL UNDERSTANDINGS OF DOLPHIN FISHERIES… 8 Introduction……………………………………………………………………… 8 Earliest Evidence of Dolphin Hunting………………………………………….. 9 Mediterranean …………………………………....................................... 9 Panama Bay ………………………………….......................................... 10 Japan ……….…………………………………........................................ 13 The American Dolphin Hunting Industry…………………………………………. 15 The Cape May Porpoise Fishing Company....……………………………. 16 Hunting Dolphins on North Carolina’s Shores …………………………………... 19 Conclusion …………………………………………………………………….... 25 CHAPTER THREE: THEORIES OF TECHNOLOGY AND TECHNOLOGICAL CHANGE………………………………………………………………………………... 26 Introduction ……………………………………………………………………… 26 Archaeological Studies on Technology…………………………………………… 27 Schiffer’s Behavioral Archaeology……………………………………………….. 33 Schiffer’s Behavioral Chain Model……………………………………………… 40 Nature of the Social Group Conducting the Activity……………………... 43 Participating Artifacts and Externs ………………...……………………... 44 Interaction-Relevant Performance Characteristics………………………... 45 Location of Performance…………………………..……………………... 45 Times and Frequency of Performance……………..……………………... 45 Intersection of Convergent and Divergent Chain Segments ……………... 46 Outputs or Pathways……………..……………………............................. 46 Previous Applications of Behavioral Chain Modeling ………………………….. 47 Yucca Remains at Antelope House ……………………………………… 47 Lithic Analysis at the Longhorn Site (41KT53) ………………………… 50 Conclusion …………………………………………………………………….... 51 CHAPTER FOUR: METHODOLOGY ………………………………………………… 53 Introduction …………………………………………………………………….. 53 Historical Research ……………………………………………………………... 53 Archaeological Research ……..………………………………………………… 57 Stage One ………..…………………………………………………….... 58 Stage Two …………….............................................................................. 61 Stage Three ……………………………………………..……………...... 66 CHAPTER FIVE: IDENTIFICATION OF THE EXTENT OF NORTH CAROLINA DOLPHIN FISHERY ARTIFACTS…………………………………………………….. 71 Introduction ……………………………………………………………………... 71 Description of the Collection…………………………………………………….. 72 Current Location of Artifacts ……………………………………………. 72 Fabrics in the Collection …………………………………………………. 84 Function of Objects ..……………………………………………………... 85 Functions and Subfunctions……………………………………………... 92 Building Subfunctions……………………………………………………. 93 Hunting Subfunctions ……………………………………………………. 94 Processing Subfunctions…………………………………………………. 97 Distribution Subfunctions…………...……………………………………. 100 Unknown…………………………………………………………………. 102 Temporal Distribution of Objects ………………………………………………... 104 Manufacture of Objects…………...……………………………………. 105 Presence of Objects in the Fishery…...……………………………………. 107 Conclusion ………………………………………………………………………. 110 CHAPTER SIX: THE APPLICATION OF SCHIFFER’S BEHAVIORAL CHAIN MODEL TO NORTH CAROLINA’S DOLPHIN FISHERY……………………………. 111 Introduction ……………………………………………………………………… 111 Behavioral Chain Segments for Activities of the North Carolina Dolphin Fishery 113 Spying …………………………………………….……………………………… 113 Pursuit …………………………………………….……………………………… 117 Capture……………………………………………..……………………………… 122 Killing ……………………………………………..……………………………… 127 Immediate Kill of Dolphins Behavioral Chain Segment ………………….. 128 Suffocation of Dolphins Behavioral Chain Segment …………………….. 131 Beach Processing ………………………………………………………………… 132 Transportation to Factory ………………………...……………………………… 139 Factory Processing ………………………………………..……………………… 142 Dolphin Hide Factory Processing Behavioral Chain Segment……………. 142 Dolphin Blubber Factory Processing Behavioral Chain Segment ……….. 148 Dolphin Bone Factory Processing Behavioral Chain Segment …………... 150 Packaging ………………………………………………………………………… 152 Dolphin Hide Packaging Behavioral Chain Segment ……………………. 152 Dolphin Blubber Oil Packaging Behavioral Chain Segment …………….. 153 Dolphin Bone Meal Packaging Behavior Chain Segment …...…………... 154 Dolphin Jaw Packaging Behavior Chain Segment ………………………. 155 Shipping Transportation ……………………………………….…………………. 156 Behavioral Chain Model of the North Carolina Dolphin Fishery…………………. 159 Conclusion ………………………………………………………………………. 164 CHAPTER SEVEN: CONCLUSION …………………………………………………… 165 Introduction …………………………………………………………………….. 165 Observations ………………………..…………………………………………… 165 Limitations ……………………………………………………………………… 168 Opportunities for Future Research .……………………………………………… 169 REFERENCES CITED …………………………………………………………………. 171 APPENDIX A: …………………………………………………………………………... 179 APPENDIX B: …………………………………………………………………………… 186 APPENDIX C: …………………………………………………………………………… 191 LIST OF TABLES 4.1 LIST OF INSTITUTIONS VISITED OR CONSULTED ………………………….. 54 4.2 LIST OF LAND PARCELS PERMITTED TO SURVEY ………………………….. 64 5.1 TABLE DETAILNG THE LOCATION AND NUMBER OF OBJECTS AT SITE OR REPOSITORY (N=179) …………………………………………………………….. 74 5.2 TABLE DETAILING THE NUMBER OF OBJECTS BASED ON FUNCTION …... 86 5.3 TABLE DEPICTING NUMBER OF OBJECTS WITH FUNCTIONS AND SUBFUNCTIONS ………………………………………………………………………… 93 6.1 BEHAVIORAL CHAIN SEGEMENT ON SPYING ……………………………….. 114 6.2 BEHAVIORAL CHAIN SEGEMENT ON PURSUIT……………………………… 118 6.3 BEHAVIORAL CHAIN SEGEMENT ON CAPTURE ………………….………… 123 6.4 BEHAVIORAL CHAIN SEGMENT ON KILLING WHEN DOLPHINS ARE IMMEDIATELY KILLED ……………………………………………………………… 128 6.5 BEHAVIORAL CHAIN SEGMENT ON KILLING DOLPHINS BY SUFFOCATION ………………………………………………………………………….. 132 6.6 BEHAVIORAL CHAIN SEGMENTS ON BEACH PROCESSING ………………... 134 6.7 BEHAVIORAL CHAIN SEGEMENT ON TRANSPORTATION TO FACTORY … 139 6.8 BEHAVIORAL CHAIN SEGMENT ON FACTORY PROCESSING FOR HIDES... 143 6.9 BEHAVIORAL CHAIN SEGMENT ON FACTORY PROCESSING OF DOLPHIN BLUBBER …………………………………………………………………… 148 6.10 BEHAVIORAL CHAIN SEGMENT ON FACTORY PROCESSING OF DOLPHIN BONES ……………………………………………………………………… 150 6.11 BEHAVIORAL CHAIN SEGMENT ON PACKAGING OF DOLPHIN HIDES…. 152 6.12 BEHAVIORAL CHAIN SEGMENT ON PACKAGING OF DOLPHIN BLUBBER OIL …………………………………………………………………………... 153 6.13 BEHAVIORAL CHAIN SEGMENT ON PACKAGING OF DOLPHIN BONE MEAL……………………………….…………………………………………………… 155 6.14 BEHAVIORAL CHAIN SEGMENT ON PACKAGING OF DOLPHIN JAW BONE…………………………………………………………………………………….. 156 6.15 BEHAVIORAL CHAIN SEGMENT ON SHIPPING TRANSPORTATION……. 157 6.16 BEHAVIROAL CHAIN MODEL ON THE NORTH CAROLINA DOLPHIN FISHERY ………………………………………………………………………………… 162 LIST OF FIGURES 1.1 CERAMIC DEPICTION OF DAILY LIFE AT SHELL CASTLE…………………. 2 1.2 CHART OF DOLPHIN HUNTING TECHNIQUES………………………………. 3 2.1 LOCATION OF GROTTA DELL’UZZO ………………………….………………. 10 2.2 MAP OF PANAMA SHOWING THE LOCATION OF THE PEARL ISLAND ARCHIPELAGO ………………………………………………………………………... 11 2.3 PHOTO OF MODERN DOLPHIN HUNTING TAKING PLACE IN TAIJI, JAPAN ……………………………………………………………………………………. 13 2.4 ALIGHTMENTS OF DOLPHIN CRANIA FROM THREE JOMON PERIOD SITES ……………………………………………………………………………………... 14 2.5 PORPOISE LEATHER SHOE ADVERTISEMENT ……………………………….. 18 2.6 CREW MEMBERS OF THE HATTERAS PORPOISE PLANT …………………… 22 2.7 A DOLPHIN ‘SPY’ WAITING TO GIVE THE SIGNAL TO THE DOLPHIN HUNTING CREWS ……………………………………………………………………… 23 2.8 HATTERAS DOLPHIN FISHERMEN HAULING DOLPHINS ON SHORE TO PREPARE THEM FOR PROCESSING ……………………………………………….. 24 3.1 TABLE GIVING CORRELATIONS OF THE SEVERAL CULTURES IN TIME AND SPACE …………………………………………………………………………….. 28 3.2 SYSTEM OUTPUTS FOR THE KENNEMERLAND WRECK SITE ……………… 32 3.3 PERFORMANCE MATRIX FOR LIGHTHOUSE ILLUMINATION, 1869-99 …… 37 3.4 BEHAVIORAL CHAIN WITH CONVERGENT CHAIN AND DIVERGENT CHAIN ……………………………………………………………………………………. 41 3.5 BEHAVIORAL CHAIN OF MAIZE FOR THE HOPI CULTURE …………………. 43 3.6 BEHAVIORAL CHAIN FOR ZUNI USES OF YUCCA BACATTA LEAVES ……. 48 3.7 BEHAVIORAL CHAIN FOR ZUNI USES OF YUCCA BACATTA FRUIT ……… 49 4.1 DIGITAL RECRUITMENT FORM…………………………………………………. 55 4.2 UNC COASTAL STUDIES INSTITUTE FACEBOOK ADVERTISEMENT ……... 56 4.3 MEDIA RECRUITMENT FORM …………………………………………………… 57 4.4 IRB INTERVIEW QUESTIONS ……………………………………………………. 57 4.5 NATHAN RICHARDS AND GEORGE HUSS PREPARING BOTTLES OF DOLPHIN OIL FOR ARTIFACT PHOTOGRAPHY …………………………………... 59 4.6 DOLPHIN FISHERY ARTIFACT DATA FORM ………………………………… 60 4.7 A 1923 AERIAL PHOTOGRAPH TAKEN BY THE US ARMY AIR CORP …….. 62 4.8 UNSCALED BUILDING PILLING FOUND ON THE SHORE OF DURANT’S ISLAND ………………………………………………………………………………….. 63 4.9 DIVISION OF LAND OWNERSHIP OF DURANT’S ISLAND …………………… 63 4.10 LETTER REQUESTING PERMISSION TO ACCESS AD PHOTOGRAPH LAND FOR ARCHAEOLOGICAL RESEARCH ………………………………………. 64 4.11 ARCHAEOLOGICAL SURVEY AREA OF THE BIGHT OF HATTERAS ……… 65 4.12 TRY YARD CREEK, OCRACOKE …………………………….…………………. 66 4.13 MICROSOFT ACCESS SHEET DETAILING THE LIST OF TABLES CREATED FOR GRAPHS AND CHARTS ……………………………………………. 67 4.14 MICROSOFT ACCESS QUERY DETAILING THE CURRENT LOCATION OF OBJECTS …………………………………………………………………………….. 67 4.15 MICROSOFT ACCESS QUERY DETAILING THE FABRIC COUNT OF OBJECTS ………………………………………………………………………………... 68 4.16 MICROSOFT ACCESS QUERY DETAILING THE FUNCTION OF OBJECTS ………………………………………………………………………………... 68 4.17 MICROSOFT ACCESS QUERY DETAILING THE FUNCTION AND SUBFUNCTIONS OF OBJECTS ……………………………………………………….. 69 4.18 MICROSOFT ACCESS QUERY DETAILING OBJECT MANUFACTURE DATES …………………………………………………………………………………… 69 4.19 MICROSOFT ACCESS QUERY DETAILING THE OBJECT PRESENCE DATES …………………………………………………………………………………… 70 5.1 DISTRIBUTION MAP DEPICTING AREAS WITH ARTIFACTS RELATED TO THE NORTH CAROLINA DOLPHIN FISHERY …………………………………….. 73 5.2 PIE CHART DETAILING THE PERCENTAGE OF ARTIFACTS FOUND AT ARCHAEOLOGICAL SITES AND MATERIAL CULTURE REPOSITORIES ………. 74 5.3 TERRACOTTA PIPING FRAGMENT FOUND AT THE BIGHT OF HATTERAS SITE ……………………………………………………………………………………… 75 5.4 KNIFE USED FOR PROCESSING A DOLPHIN FOR ITS SKIN ………………… 76 5.5 THE TYPICAL CLOTHING WORN BY DOLPHIN FISHERS AT THE HATTERAS FISHERY FROM 1907-1929 ……………………………………………... 78 5.6 SEINE NET AND DORY BOAT USED IN THE CAPTURE OF DOLPHINS AT THE HATTERAS DOLPHIN FISHERY IN 1914 ……………………………………… 79 5.7 SMALL BOTTLE OF DOLPHIN OIL USED FOR LUBRICATING WATCHES AND CHRONOMETRIC DEVICES …………………………………………………… 80 5.8 PHOTOGRAMMETRIC MODEL OF A TRYPOT AT THE GRAVEYARD OF THE ATLANTIC MUSEUM ……………………………………………………………. 80 5.9 PHOTOGRAMMETRIC MODEL OF AN OX CART AT THE GRAVEYARD OF THE ATLANTIC MUSEUM ……………………………………………………….. 81 5.10 DEVINE GUTHRIE POSING WITH A PILOT BOAT THAT MAY HAVE BEEN USED IN HUNTING WHALES AND DOLPHINS ……………………………. 82 5.11 A SINGLE SPY CAMP USED TO ALERT FISHERS OF DOLPHINS NEARBY .. 83 5.12 LINE GRAPH DEPICTING THE NUMBER OF FABRICS FOUND WITHIN THE COLLECTION …………………………………………………………………….. 84 5.13 PIE CHART DEPICTING THE PERCENTAGE OF OBJECTS BASED ON FUNCTION ……………………………………………………………………………… 85 5.14 BRICK FRAGMENT FOUND AT THE HATTERAS PORPOISE FACTORY SITE ……………………………………………………………………………………… 87 5.15 CINDER BLOCK FRAGMENT FOUND AT THE BIGHT OF HATTERAS SITE . 87 5.16 RARE PICTURE FROM A 1907 BROCHURE DISPLAYING WILLIAM NYE’S LABORATORY AT FISH ISLAND, MASSACHUSETTS ……………………. 88 5.17 A TRYPOT THAT WAS USED IN LOCAL WHALING FISHERY DISPLAYED AT THE NORTH CAROLINA MARITIME MUSEUM AT BEAUFORT ……………... 89 5.18 EMPTY GLASS BOTTLE OF NYOIL 4 LOCATED AT THE GRAVEYARD OF THE ATLANTIC MUSEUM ………………………………………………………… 90 5.19 CONGLOMERATE LOCATED AT THE BIGHT OF HATTERAS ……………… 91 5.20 SUNBURST CHART DEPICTING PERCENTAGES OF OBJECTS’ FUNCTIONS AND SUBFUNCTIONS ………………………………………………… 92 5.21 TIMBER FOUND AT THE BIGHT OF HATTERAS SITE ……………………… 94 5.22 DOLPHIN SPY POSTED AT A SPY CAMP WAITING TO RAISE THE SIGNAL OR WAIF ……………………………………………………………………… 95 5.23 KNIFE OR SPEAR USED TO DELIVER A KILLING BLOW ON A DOLPHIN AT THE BEAUFORT DOLPHIN FISHERY IN 1912 ………………………………….. 96 5.24 CLOTHING WAS ESSENTIAL TO ALLOW THE FISHERS TO CARRY OUT THE HUNTING OPERATIONS ………………………………………………………… 97 5.25 KNIVES WERE THE SIMPLEST BUT MOST EFFECTIVE PROCESSING TOOLS USED FOR BEACH PROCESSING …………………………………………… 98 5.26 BOTTLE OF NYE DOLPHIN OIL USED FOR LUBRICATING SEWING MACHINES AND BICYCLES …………………………………………………………. 101 5.27 CLOROX BOTTLE FRAGMENT DATED BETWEEN 1933 AND 1936 ……….. 103 5.28 ANIMAL BONE FOUND AT THE HATTERAS PORPOISE FACTORY SITE …. 104 5.29 LINE GRAPH DEPICTING THE TEMPORAL DISTRIBUTION OF OBJECTS BASED ON MANUFACTURE ………………………………………………………… 105 5.30 GRAPH DEPICTING THE TEMPORAL DISTRIBUTION OF OBJECTS BASED ON PRESENCE …………………………………………………………………………. 108 6.1 SPY CAMP WHERE OLDER DOLPHIN FISHERMEN WOULD KEEP WATCH ………………………………………………………………………………….. 115 6.2 MAP DISPLAYING THE VISUAL ACUITY OF 25CM DOLPHIN FIN OF AN AVERAGE DOLPHIN FISHERMAN ………………………………………………….. 116 6.3 CLOTHING WAS ESSENTIAL TO ALLOW THE FISHERS TO CARRY OUT HUNTING OPERATIONS ……………………………………………………………… 119 6.4 A DORY BOAT USED IN PURSUANCE OF DOLPHINS ……………………….. 120 6.5 SEINE NET USED IN THE PURSUANCE AND CAPTURE OF DOLPHINS ...… 120 6.6 MAP DEPICTING THE AREA OF ACTIVITY FOR WHERE PURSUING TOOK PLACE …………………………………………………………………………… 121 6.7 CLOTHING WAS ESSENTIAL TO ALLOW THE FISHERS TO CARRY OUT THE HUNTING OPERATIONS ………………………………………………………... 124 6.8 DORY BOAT USED IN THE CAPTURE OF DOLPHINS ………………………… 124 6.9 SEINE NET USED IN THE CAPTURE OF DOLPHINS …………………………. 125 6.10 HOOK WITH STOUT LINE USED IN THE CAPTURE OF DOLPHINS ………. 125 6.11 MAP DEPICTING THE CAPTURE AREA OF DOLPHINS …………………….. 126 6.12 DOLPHIN FISHERMEN CLOTHING USED TO PROCTECT FISHERMEN FROM HARSH WEATHER ……………………………………………………………. 129 6.13 KNIFE USED IN THE PROCESSING OF DOLPHINS …………………………. 129 6.14 DOLPHINS KILLED ON THE BEACH ……….…………………………………. 130 6.15 MAP DEPICTING AREA WHERE DOLPHINS WERE KILLED ………………. 130 6.16 DOLPHIN FISHERMEN CLOTHING WORN BY THE FISHERMEN AFTER CATCHING DOLPHINS ………………………………………………………………… 134 6.17 KNIFE USED TO SLICE DOLPHINS OPEN ………………………………………. 135 6.18 DOLPHIN HIDE SPLIT LONGITUDINALLY FROM TIP TO SNOUT TO NOTCH OF FLUKE FOR HIDE AND FATTY LAYER REMOVAL ………………….. 135 6.19 DOLPHIN HIDE SPLIT ON THE UPPER SIDE …………………………………… 136 6.20 DOLPHIN JAWS REMOVED FROM SKULL ……………………………………. 136 6.21 MAP DEPICTING THE AREA OF WHERE BEACH PROCESSING TOOK PLACE …………………………………………………………………………………… 137 6.22 DOLPHIN FISHERMEN CLOTHING WORN TO PROTECT FISHERMEN FROM THE ELEMENTS ………………………………………………………………... 140 6.23 POSSIBLE TRANSPORTATION ROUTE TAKEN FROM THE SPY CAMP TO THE FACTORY ……………………………………………………………………... 141 6.24 GEORECTIFIED MAP WITH 91.54 METER MARGIN OF ERROR ……………. 145 6.25 GEORECTIFIED MAP SHOWING THE POTENTIAL LOCATION OF THE HATTERAS PORPOISE FACTORY …………………………………………………… 146 6.26 LIST OF ARTIFACT TYPES FOUND WITHIN THE BUFFER ZONE OF THE HATTERAS PORPOISE FACTORY SITE ……………………………………………. 147 6.27 BARREL HOOP FRAGMENTS FOUND AT THE HATTERAS PORPOISE FACTORY SITE ………………………………………………….……………………... 154 6.28 MAP DEPICTING AREAS WHERE DOLPHIN PRODUCTS WOULD GO……. 158 6.29 GENERAL FLOW CHART OF THE ACTIVITIES WITHIN THE NORTH CAROLINA DOLPHIN FISHERY………………………………………………………. 161 CHAPTER ONE: INTRODUCTION Introduction North Carolina’s coastal landscape has given humans the opportunity to thrive off much of its marine resources for thousands of years. Operating within this complex landscape were several historical fisheries since the mid-seventeenth century (Whisnant 2015:78). One fishery that was prevalent to this area was the bottle-nose dolphin fishery or commonly referred to as the porpoise fishery. Dolphins were valued for their oils, hides, and meat. Their oils were specifically utilized for fertilizer and industrial lubricants (Cecelski 2000:85; Whisnant 2015:83). While it may have been possible that the dolphin fishery evolved from the whaling industry or vise-versa, these industries shared several similarities. Evidence suggests that dolphin fishers would eventually have their own set of techniques and methods for their respective industry (Clark 1887:308-309; Dunbar 1958:76; Angell 1981:20; Parr 1996:50; Cecelski 2000:82-83) Per the traditional narrative, the industry traces its origins to 1793. Entrepreneurs, John Gray and John Wallace started a dolphin fishery at Shell Castle (an island close to present-day Ocracoke Inlet, NC) using their lighter vessel, Beaver (Dunbar 1958:76; Whisnant 2015:83). The first mentions of dolphin hunting ventures appeared in 1790 when John Fulford inquired about participating in dolphin fishing and possibly building boats for the operation. Shell Castle’s dolphin fishery operated seasonally from January through March. Unfortunately, little to no details on specific activities and techniques can be gleaned from the extant record other than the existence of the fishery’s operations (McGuinn 2000:77; Figure 1.1). FIGURE 1.1: Ceramic depicting Daily Life at Shell Castle (Source: North Carolina Museum of History). By 1803, this industry continued to develop when enslaved watermen ran a dolphin factory near Ocracoke Inlet. Unlike Shell Castle’s dolphin fishery, the dolphin fishermen between Bear Inlet and Cape Hatteras operated on the coast. The crews consisted of between fourteen to eighteen men. They surrounded dolphin pods in small boats (dories) and snared them in heavy, wide-meshed seines approximately eight hundred yards long (Figure 1.2). Once trapped, the dolphin fishermen waded into the water and stabbed the dolphins that had not already drowned with knives. They then gaffed the animals and dragged them ashore for processing (Angell 1981:21; Cecelski 2000:82; McGuinn 2000). From 1810 to 1860 the industry 2 continued to thrive as dolphins were hunted up and down the coast of North Carolina (Dunbar 1958:76). FIGURE 1.2: Hunting techniques used by the dolphin fishermen at Hatteras (Source: Angell 1981). The dolphin fishery continued until the Civil War (Parr 1996:45; Cecelski 2000:82). Shortly after, it quickly experienced growth in activity for several reasons after the Civil War. The North Atlantic whaling industries of New Bedford and Nantucket were mainly responsible for the North Carolina dolphin fishery’s revival. During the Civil War, many whalers were forced into conscription, and their ships were often used to blockade Confederate harbors. In addition, fleets of whaling ships were lost in the Arctic Ocean due to stranding. Thus, the companies involved in the whaling industry, such as NYE Lubricants, were forced to look elsewhere if they were to continue their economic enterprise (Parr 1996:45). This made North Carolina’s dolphin fishery a very appealing enterprise to the whaling merchants of New Bedford and elsewhere. During the winter of 1874-1875, dolphins were so prevalent in Hatteras Inlet that the waters “seethed and foamed” with them, and the dolphin harvesting industry was revived. By the 3 1880s, the active markets in Elizabeth City, New Bedford, and Philadelphia encouraged the development of dolphin factories at Creed’s Hill, Diamond City, and Rice Path. Many of these factories had absentee ownership from whaling merchants in New Jersey and New Bedford (Whisnant 2015:83). From 1885-1891, the fishery had reached its peak with four or five factories processing upward of 4,000 dolphins (Dunbar 1958:76; Cecelski 2000:85). Commercial-fishing boosters dreamed that the dolphin industry would become one of the state’s leading fisheries, possibly even on par with the mullet fishery that stretched from Ocracoke Inlet to Bear Inlet and the shad fishery centered on the lower Neuse River. The editors of the Weekly Record even encouraged local fishermen “to at once engage in the catching of Porpoise” (The Weekly Record 1887:1). Unfortunately, this was not the case as the market quickly diminished in the early 1890s (Cecelski 2000:85). The reasons for the market failure were many. Dwindling numbers of fishermen and shrinking fortunes were ultimately the cause for the decline in the market (Impact Assessment, Inc 2005a:282-283). Cecelski argues that overharvesting may have also been a factor in the industry’s decline. Most of the factories had closed by the 1920s. The only remaining fishery was the Hatteras Porpoise Factory operated by Nye Lubricants (Cecelski 2000:85). By 1929, Nye Lubricants ordered the closing of the factory officially ending North Carolina’s dolphin fishery (Cecelski 2015:77) Research Questions The primary objective of this study is to gain a greater understanding of North Carolina’s dolphin fishery at Hatteras through a combination of historical research and archaeological analysis. By utilizing this combination of historical research and archaeological analysis, it provides the opportunity to apply Schiffer’s behavioral chain model to an under studied area of 4 maritime archaeology. If done successfully, this study will gain insight into a maritime subculture that has yet to be subjected to an extensive study of its kind. Primary Research Question • How did technology, economics, and culture affect the North Carolina dolphin fishery? The question above is a desire to seek potential evidence and knowledge of the exchange of goods and ideas, technology, and techniques between people engaged in dolphin harvesting along the east coast of North America. In addition to the question above, several secondary questions may be asked based on the data collected. Secondary Research Questions • Can technological change studies shed light on North Carolina’s dolphin fishery? • Does geospatial and material cultural analysis shed light on our understanding of the North Carolina dolphin harvesting industry? Do such analyses reveal: ▪ Where dolphin harvesting practices occurred in North Carolina? ▪ What prompted the desire shift from deep sea to shore-based dolphin harvesting and the ultimate influencing of factors regarding site selection? • Does material culture analysis of dolphin fishery artifacts suggest patterns of object use or technological change that are like that of other US-based and possibly global dolphin harvesting cultures or the development of an industry that adapted to several factors that include environmental, cultural, and industrial realities of the North Carolina Coast? 5 • Does geospatial analysis of North Carolina dolphin fishery illuminate environmental patterns that are similar patterns located outside of North Carolina? Thesis Structure Following this introductory chapter, Chapter Two provides a brief history of dolphin hunting among various cultures around the planet and ending with the current historical narrative of North Carolina’s dolphin fishery. Chapter Three provides a brief introduction on archaeological theories of technology and concludes with a discussion of Michael B. Schiffer’s behavioral chain model and its use in this study. Chapter Four mentions the methodologies employed in historical research, archaeological fieldwork, and material culture recording. Chapter Five elaborates on the archaeological research conducted on both material culture assemblages from collections and site-specific in-situ material culture descriptions from fieldwork. Chapter Six is the application of Schiffer’s Behavioral Chain Model to the data accumulated in the previous chapter. Chapter Seven provides a conclusion and addresses the research questions, limitations of this study, and ideas for future research. Fisheries represent a large, if not the largest, area of humanity’s interaction with the maritime environment and yet it is an uncommon theme for maritime archaeological research (Stanbury 1994; Allen 2002; Raupp 2004, 2015; McNeary 2007; Erlandson and Torben 2008; Moss and Cannon 2011; Bradley 2015). This thesis seeks to contribute to the limited research undertaken to date to contribute to a greater understanding of the people and culture of the Outer Banks and the fishery associated with it. Analysis of artifacts related to the dolphin fishery may be able to reveal insights into the technology, economics, and culture of the industry. The historical record surrounding the industry is fragmented, and the archaeology is largely 6 understudied. This thesis aims to not only fill in some of the gaps but also serve as the first study of its kind. The biggest concerns of this study are historical documentation throughout the state and material culture collections related to the dolphin harvesting industry. An historical and archaeological study of this industry provides an opportunity to contribute significantly to the greater understanding of North Carolina’s maritime heritage. 7 CHAPTER TWO: HISTORICAL UNDERSTANDINGS OF DOLPHIN FISHERIES Introduction The development of systematic dolphin hunting in America has roots in prehistoric hunter- gatherers. These dolphin hunting cultures ranged from the Mediterranean to the Pacific and primarily utilized shore-based hunting techniques. The methods and technology developed by these ancient maritime cultures only experienced relatively little changes over time. That said, a link exists between these maritime cultures and those of North Carolina’s dolphin fishery (Porcasi and Fujita 2000; Cecelski 2015; Cooke et al. 2015; Maninno et al. 2015). A study of the methods, the technology employed, and the developments of early in-shore dolphin hunting industry is essential in understanding how it was once pursued in North Carolina. This chapter provides the traditional historical narrative of the cultures that engaged in dolphin hunting. It is comprised of three parts and investigates how these fisheries once operated. It will find focal points that suggest possible cultural continuities or similarities and discontinuities or differences between cultures across time and space. The first part provides an overview of the earliest evidence of dolphin hunting. It gives a brief history and analysis of the technology used, methods of hunting, and potentially shed light on the maritime cultures and landscapes associated with it. The second part looks at dolphin hunting in the United States. This part is critical as it will provide the foundational influences of North Carolina’s dolphin hunting industry. Finally, the last part explores the historical origins, development, and the overall decline of North Carolina’s dolphin hunting industry. Earliest Evidence of Dolphin Hunting Tursiops truncates, commonly referred to as bottle-nose dolphins are one of the most widespread species on earth; ranging from the Mediterranean to the Pacific. It should come to no surprise that there is widespread evidence of their consumption and utilization in maritime cultures across the planet. Early evidence suggests that dolphins were primarily consumed for their meat by hunter-gatherers (Porcasi and Fujita 2000; Savelle and Kishigami 2013; Cecelski 2015; Cooke et al. 2015:733; Maninno et al. 2015). Over time, humans found other uses for dolphin parts such as fertilizers and lubricants (Hiraguchi 1993; Cecelski 2015). While the hunting techniques are largely under-researched, many speculate that these early dolphin hunters were opportunistic and took advantage of mass strandings when possible (Porcasi and Fujita 2000). This section looks at early evidence of dolphin hunting in areas such as the Mediterranean, Panama Bay, and Japan. Mediterranean One of the earliest examples of prehistoric dolphin hunting is Grotta dell’Uzzo site in Northwest Sicily. Large concentrations of dolphin bone were found in the site’s stratigraphy. According to Mannino et al. (2015), hunter-gathers along the Mediterranean coast took advantage of mass cetacean strandings approximately 8,200 years ago. They argue the reason for these mass strandings was primarily due to the shifting climate of the region. The effects of the shifting climate in the region are significant because it contributed to shaping the landscape. In doing so, it allowed hunter-gatherers to take advantage of mass cetacean strandings (Mannino et al. 2015). This type of landscape is key as it demonstrates a pattern displayed among other cultures that engaged in dolphin hunting (Figure 2.1). 9 FIGURE 2.1. Location of Grotta dell’Uzzo (San Vito lo Capo peninsula) on the Gulf of Castellammare and view of the cave from the north (Maninno et al. 2015). Panama Bay On the other side of the planet, a similar form of dolphin hunting existed. Prehistoric cetacean exploitation was taking place at the Don Bernardo Bay archaeological site in the Pearl Island archipelago of Panama (Figure 2.2). Remains of several different species of dolphin with evidence of anthropogenic modifications were found in shell-bearing midden dated between 10 6200 and 5600 cal BP (Cooke et al. 2015:734-35). Cooke et al.’s analysis of the dolphin remains offers four possible avenues of acquisition of these dolphins in not only the Pearl Islands but also in other dolphin hunting cultures. FIGURE 2.2. Map of Panama showing the location of the Pearl Island archipelago, other geographic highlights, and mainland Pre-Columbian sites mentioned in the text (Cooke et al. 2015). The first possible method of extraction is seen through the stranding behavior between single dolphins versus herds of dolphins. The behavior of dolphins differs significantly between whether they are alone or are in large groups. When looking at single dolphins, evidence suggests they strand themselves when they are either sick or possibly incapable of reproduction (Danil and Chivers 1998). Herds of dolphins, however, have been observed floundering onto coastal landforms while herding shoals of small fishes under the direction of a leading dolphin (Gazda et al. 2005). Recent studies also report that noise pollution from boats and ships, which affect the acoustic communication of mass herds of dolphins, play a significant role in the stranding of herds of dolphins (Jepsen et al. 2013). An example of this can be seen in Japan 11 where they utilize motorized watercraft and noise machines to drive dolphins to the coast (Psihoyos 2009; Cooke et al. 2015:749). The second possible method of extraction is the accidental entrapment of dolphins in other fishing technology. Dolphins are known to forage around fish-farm cages and to take fish from gillnets and crab traps. In doing this, they sometimes entrap themselves, and incidental mortality will occur (Wells and Scott 1999). Fishing technology such as crab traps or gill nets have not been found at the Don Bernardo Bay site. However, raw materials such as the island’s dry tropical woods and terrestrial plants are sufficient to create this type of technology (Cooke et al. 2015:749). The third possible method of extraction is the in-shore movement of dolphins as an evasion response to shark attacks. The primary predators of dolphins in tropical and sub-tropical waters are large and aggressive sharks such as Galeocerdo cuvier (Corkeron et al. 1987; Mann and Barnett 1999; Heithaus and Dill 2002). Two perforated shark teeth were recovered from the site. This suggests that residents of the area may have taken advantage of stranded dolphins after shark attacks drove them in-shore essentially creating a symbiotic relationship between sharks and humans (Cooke et al. 2015:749). The final possible method of extraction, which is evident in several cultures, is the systematic and intentional driving of dolphins to the shore using watercraft, nets, and noise. This technique today is known as dolphin drive hunting. While there is no archaeological evidence to suggest that dolphins were driven to the shore as a result of humans, the landscape of Don Bernardo Bay on Pedro Gonzalez Island shares a topographic resemblance to other dolphin hunting cultural landscapes (Porcasi and Fujita 2000; Savelle and Kishigami 2013; Cecelski 2015; Cooke et al. 2015:749-750; Maninno et al. 2015). 12 Japan With a rich maritime cultural history, Japan represents one of the oldest longstanding traditions of dolphin hunting that continues to operate today (Hiraguchi 1993; Savelle and Kishigami 2013). Japan’s dolphin hunting has sparked animal welfare concerns recently due to the perceived brutality of its practice. The film that most notably put Japan in the spotlight for the harvesting of dolphins was The Cove (2009). This film highlighted the methods of how the fishery operated and the increasing risk of Minamata disease due to high levels of mercury present in dolphin meat (Psihoyos 2009; Figure 2.3). FIGURE 2.3. Photo of modern dolphin hunting taking place in Taiji, Japan (Psihoyos 2009). Aside from potential activism bias, The Cove offers captivating insights into the methods, technology, and the landscape used in Japan’s modern dolphin fishery (Psihoyos 2009). These not only suggests a cultural connection between the early and contemporary Japanese dolphin fisheries but also a pattern that is seen among some of the other dolphin fisheries that operated 13 throughout the world (Porcasi and Fujita 2000; Savelle and Kishigami 2013; Cecelski 2015; Cooke et al. 2015:733; Maninno et al. 2015). The earliest evidence of prehistoric dolphin hunting in Japan can be found at the Early Jomon Mawaki site on the Noto Peninsula. Archaeologists date the site to approximately 5,000 years BP. The remains of at least 286 dolphins were identified in one stratum associated with a village and ceremonial complex (Savelle and Kishigami 2013:3; Figure 2.4). Most of the archaeological research conducted on the dolphin remains found at the site was by Dr. Tetsuo Hiraguchi. Through his research, Hiraguchi was able to shed light on a great deal of information that included the economic, spatial, and technological aspects of the early dolphin fishery (Hiraguchi 1993). FIGURE 2.4. Alignments of dolphin crania from three Jomon period sites (Hiraguchi 1993). Hiraguchi argues that dolphin remains had several cultural and economic uses in the Jomon culture. The most evident use was they were consumed. Cut marks were present on several areas of the dolphin remains suggesting they were butchered for consumption. It also 14 indicates their remains were used for tools. There were two artifacts found at separate sites; a spatulate tool crafted from the base of a dolphin mandible and a pendant made from a dolphin’s tooth. Finally, there is also evidence that the dolphin remains were used in a religious context. At the Higashi-Kushiro shell mound, several crania of dolphins were found in a circle with bills all directed toward either the center or the outside suggesting a ceremonial purpose (Hiraguchi 1993:42). With regards to the spatial aspects, Hiraguchi elaborates on the environment that the Jomon dolphin hunters utilized. The Mawaki site is located on the eastern edge of the Noto peninsula facing the entrance of Toyama Bay. Within Toyama Bay are several coves or small bays that may have been used to drive the dolphins closer to land. The Mawaki site itself is located on a small alluvial plain that is between six to twelve meters above sea level (Hiraguchi 1993:36). Finally, Hiraguchi explains the role of technology by classifying the methods of dolphin extraction in the Jomon period into three general types. He did this based on fishing gear found on site and in reference to ethnological examples. He refers to the first type as the “net method” which utilizes either a wall of netting, casting nets, or fixed shore nets. The second type is the “thrusting method” which employs the use of harpoons or spears. Finally, the “shooting method” uses projectile points (Hiraguchi 1993:38-39). The American Dolphin Hunting Industry As seen throughout the world, the hunting of dolphins was not exclusive to one region. There is evidence of dolphins being hunted in the United States. Not many Americans today would imagine people once used to hunt dolphins on the shores of the United States. Rather, they would 15 be horrified to hear a beloved animal killed for food or other purposes. Animal rights activists, scientists, and several others played a significant role in changing the cultural attitude on how dolphins were once perceived. Because of this altered perception, dolphins were added to the list of species protected under the Marine Mammals Protection Act of 1972. While this was a significant step in protecting the species from near extinction, it is important to understand, from an archaeological and historical perspective, the nature of these fisheries and what they offer when interpreting the archaeological record. The earliest evidence of dolphin hunting in the United States can be found at California’s Channel Islands. Native Americans in the region hunted them between 6440 BCE to 1400 AD (Porcasi and Fujita 2000:548). Supposedly, dolphin fisheries existed in states like Texas and Florida. However, there is not enough evidence to shed light on the nature of those fisheries. That said, there were two relatively well-known dolphin fisheries in the United States. They were in Cape May, New Jersey and the coast of North Carolina. This section investigates the Cape May’s historic dolphin fishery and sheds light on aspects that are evident in America’s dolphin fishery. The Cape May Porpoise Fishing Company On the Atlantic seaboard of the United States, there were two dolphin fisheries that once operated; one of which being in Cape May, New Jersey. Located on the Southernmost tip of New Jersey, Cape May has always had strong maritime heritage. Prior to the arrival of Europeans, the Lenni-Lenapes tribe, a branch of Algonquin Native Americans occupied the Cape May region (Stevens 1897:9-25). With the arrival of Europeans, Cape May underwent a significant transformation because of the early colonial settlers, whaling, and other fisheries, the Revolutionary War, the establishment of the new American government, the War of 1812, the 16 Civil War, and much more. Today, Cape May is a quiet fishing town known for its scallop, fluke, and tuna commercial fisheries (Stevens 1897; Levine and McKay 1987:243). Cape May’s dolphin fishery, also originally known as the porpoise fishery, was a short-lived industry that operated during the late 19th century. The influences behind Cape May’s dolphin fishery are unclear. It may have been partially motivated by North Carolina’s dolphin fishery (Star of the Cape 1883:3). What is known is the fishery was started by three men by the names of John A. Cook, George L. Sparks, and William Peacock, none of whom had any commercial fishing experience (Cape May County Corporation Book 1883:1.3-4). According to census records from the late 19th century, John Cooke was a cabinet maker, George Sparks was a telegraph operator, and William Peacock was a common laborer (Cape May County Census Records 1880:3-18). Seafaring men had also long asserted it was impossible to capture dolphins using nets because they could readily escape (Philadelphia Inquirer 1884:2). Regardless, their company had a short but relatively successful industry in Cape May. The fishery began in 1875 when Cook, Sparks, and Peacock applied for a certificate of organization for their corporation, “The Atlantic Oil and Fertilizing Company,” in the state of New Jersey. Their primary intent was to catch dolphin in the Atlantic Ocean and Delaware Bay and to convert them into oil and fertilizing material (Cape May County Corporation Book 1883:1.3-4). In addition to oil and fertilizing material, there is also evidence of the consumption of dolphin meat. Dolphin meat was considered a delicacy in New Jersey. According to the Star of the Cape newspaper, “Porpoise steak has become so popular on the Jersey coast that the children blubber for it” (1885:3). 17 By 1884, the company had been enjoying relative success. Dolphin products were highly desired in the global economy. An example of this is evident in an English advertisement showing porpoise leather shoes were popular among men because they were waterproof and very durable (Figure 2.5). Because of this success, the board of directors decided to change the name of the company to “The Cape May Porpoise Fishing Company” (Star of the Cape 1884a:3). FIGURE 2.5. Porpoise Leather Shoe Advertisement (The Times 1886:7). Within that same year, The Cape May Porpoise Fishing Company had begun making arrangements to expand their enterprise in North Carolina’s waters. Superintendent Cooke traveled to North Carolina to start the process of using the company’s nets off the coast. Shortly thereafter, the Cape May Porpoise Fishing Company began offshore dolphin hunting off the coast of North Carolina, leading to a significant boom in their stock (Star of the Cape 1884b:3). While the expansion of their business interests in North Carolina led to an initial success for the Cape May Porpoise Fishing Company, it was short lived. On 4 November 1884, one of 18 the company’s steamers, John Taylor, dealt with an unfortunate demise. After undergoing substantial repairs, John Taylor went underway to begin dolphin fishing operations. Within a few hours of starting, a strong gale carried the steamer on to the beach and destroyed a portion of the ship. Fortunately, the company was able to salvage their nets and certain machinery parts. However, they did not have insurance for their ship which led to the eventual downfall of the company (Cape May Wave 1884:3; New York Times 1884:5; Star of the Cape 1884b:3). The wrecking of John Taylor contributed heavily to the company’s bankruptcy. Shortly after, a petition was started to begin foreclosure of the company. By July 17th, 1886, the company’s land had been put up for sale by the county sheriff and the Cape May Porpoise Fishing Company discontinued (Cape May Wave 1886:3). While the Cape May dolphin fishery did not last long, the historical record surrounding it provided an excellent glimpse into how culture, economics, and technology played pivotal roles in dolphin hunting. Hunting Dolphins on North Carolina’s Shores The earliest historical mentions of dolphins hunted off North Carolina was possibly noted in 1683 in the Lord’s Proprietors of Carolina Charter. The charter permitted “fishing of all sorts of fish, whales, sturgeons and all other royal fishes…” (Powell 1958:1-2) It is unknown if dolphins were taken into consideration. In the early 1700s, the French may have hunted dolphins off the coast of North Carolina. English surveyor, John Lawson, mentioned: Bottle-Noses are between the Crampois and Porpois, and lie near the Soundings. They are never to swim leisurely, as sometimes all other Fish do, but are continually running after their Prey in Great Shoals, like wild Horses, leaping now 19 and then above the water. The French esteem them good Food, and eat them both fresh and salt (Lawson in Lefler 1967:158; Lawson in Cecelski 2015:52). The first mentions of systematic dolphin fishing ventures in Shell Castle appeared in 1790 when John Fulford inquired about participating in dolphin fishing and building boats for the operation (McGuinn 2000:77). Three years later, the Shell Castle dolphin fishery officially began when entrepreneurs John Gray and John Wallace used their lighter vessel Beaver to catch dolphins for their jaw oil (Dunbar 1958:76; Whisnant 2015:83). Shell Castle’s dolphin fishery typically operated seasonally from December to April. Unfortunately, little to no details on specific operations and techniques can be gleaned from the extant record other than the existence of the fishery’s operations (McGuinn 2000:77). The success of the Shell Castle dolphin fishery led to the development of dolphin fisheries throughout the coast of North Carolina. This success continued until around the American Civil War. The effects of the Civil War had limited North Carolina’s fishing industry (Mallison 1998:169). As such, the dolphin fishing industry had vanished at this point (Angell 1981:20; Cecelski 2015:53). Interestingly, North Carolina was not the only fishing state that was experiencing these effects. The whaling industry of the North Atlantic was also experiencing the crippling effects of the Civil War (Parr 1996:45; Cecelski 2000:82). During the Civil War, many whalers were conscripted, and their ships were often used to blockade Confederate harbors. Several fleets of whaling ships were lost in the Arctic Ocean due to ice stranding. Thus, the companies involved in the whaling industry were forced to look elsewhere if they were to continue their economic enterprise (Parr 1996:45). As a result, Northern soldiers such as Colonel John Wainwright saw 20 the potential of North Carolina dolphin fishery and later helped restart the fishery (The Morning News 1885:1). The success from the previously mentioned Cape May Porpoise Fishing Company during the 1880s also contributed significantly to the revival of the North Carolina dolphin fishery. With the knowledge gained from Cooke, Sparks, Peacock, and several others, the Cape May Porpoise Fishing Company was effective in restarting the North Carolina dolphin fishery in the spring of 1884. Their success led to many other Northern companies getting involved with the fishery (Star of the Cape 1884; Dunbar 1958:76; Cecelski 2000:85). By the late 1880s, the dolphin fishery had reached its peak with dolphin fisheries and processing factories thriving in surrounding areas such as Beaufort, Morehead City, and Fort Macon (New Berne Weekly Journal 1887; The Union Republican 1887; Weekly State Chronicle 1887). Many saw the dolphin fishery potentially becoming the state’s leading fishery. The editors of the Weekly Record even encouraged local fishermen “to at once engage in the catching of Porpoise” (Salomen 1887:1). Unfortunately, this was not the case as the market quickly diminished in the mid-1890s (Cecelski 2000:85). The reasons for the market’s failure were many. Dwindling numbers of fishermen and shrinking fortunes were ultimately the cause for the decline in the market (Impact Assessment, Inc 2005a:282-283). Cecelski argues that overharvesting may have also been a contributing factor in the industry’s decline (Cecelski 2000:85). While the industry suffered from a gradual decline, it did not entirely disappear in North Carolina. The industry would eventually start again in 1907 with under the organization of the William Nye Company (Cecelski 2015:49). The gradual downfall of the whale fishery posed a serious threat to the William Nye Company of New Bedford, Massachusetts during the late 19th century. The Nye company began 21 to experiment with other products such as animal, vegetable, fish, and mineral sources. However, neither of these experiments yielded the lubricating consistency of whale oil. Coincidentally, dolphin oil (known as porpoise oil at the time) was highly desired during this period for its uses in watchmaking, chronometers, and other heavy industrial tools. The William Nye Company quickly jumped on that industry and began to enjoy relative success (Parr 1996:45). After a brief stint of hunting blackfish in the inlets of Cape Cod, the William Nye Company began to explore other geographic regions that would allow for porpoise hunting (Parr 1996:45). In 1907, William Nye sent his son, Joe Nye, to Cape Hatteras, North Carolina where dolphins were known to migrate in large numbers from December to April. Shortly after visiting, Joe Nye helped restart the Hatteras dolphin fishery (Figure 2.6; Parr 1996:50) FIGURE 2.6. Crew members of the Hatteras Porpoise Plant posing for picture (Source: New Bedford Whaling Museum). The Porpoise Factory, as it would come to be called, used local workers under the supervision of a manager employed by Nye. The organization’s operations were simple but 22 physically demanding. Fifteen men made up a beach crew. Several were stationed over a ten- mile stretch of beach. Each crew had four boats and a seine net about 1,800 feet long. One man was designated as the ‘spy.’ The spy’s job observed for dolphins and raise a flag to signal their arrival (Figure 2.7). Once the flag was waved, the boat crews would quickly move out and surround the schools of dolphins with nets. After they were surrounded, they were swept toward the shore (Angell 1981:21-22; Parr 1996:50; Cecelski 2015:68). FIGURE 2.7. A Hatteras dolphin ‘spy’ waiting to give the signal to the dolphin hunting crews (Source: New Bedford Whaling Museum). The process of bringing the dolphins onto shore was perhaps one of the most grueling aspects of this fishery. Once in shallow enough water, a man with a giant steel hook, known as the ‘hooker,’ would drive it into the dolphin’s blowhole (Figure 2.8). Several men would then drag these dolphins on the beach where they would struggle helplessly. After the men pulled the dolphins from the water, a man known as the ‘stabber,’ would sometimes deliver a killing blow 23 to any dolphins that were still alive. With the catch all dead, the men would process the dolphins by cutting away the blubber portions where they would be loaded into carts and taken to be processed for oil, skin, and meat (Angell 1981:22; Parr 1996:51). FIGURE 2.8. Hatteras dolphin fishermen hauling dolphins on shore to prepare them for processing (Source: New Bedford Whaling Museum). Joseph Nye’s dolphin hunting operations in Hatteras saw great success. The Hatteras dolphin fishery gave him a sense of personal notoriety. Interestingly, Joseph Nye was also involved with dolphin conservation. In 1914, he donated seven dolphins to the New York Zoological Society to be exhibited to the public. The entire process of catching and transferring the animals from Hatteras to New York was even captured in motion pictures by a Society official. For his generosity, the Society made Joseph Nye a lifetime member (Parr 1996:52-53; Cecelski 2015:75-76). 24 By the 1920s, the fishery saw a decline, and would eventually disappear (Parr 1996:53). In 1923, Joseph Nye died at the age of sixty-five. At this time, the age of petroleum was also contributing to the downfall of the popularity of whale oil. In February 1928, the company ordered: “that the fishery be closed down at the end of the month” (Cecelski 2015:77). Some accounts suggest the fishery continued by islanders for a short time, possibly selling their oil to the William Nye Company, but that was short-lived. The company continued to own assets and pay taxes on Hatteras Island until at least 1930, but there is no evidence of continued dolphin hunting operations. By then, the industry disappeared bringing an end to one of the state’s oldest fisheries (Cecelski 2015:76-77; Whisnant 2015:84). Conclusion This chapter provided context for this research by providing an overview of dolphin hunting globally. From its prehistoric beginnings in the Mediterranean to the systematic dolphin hunting of present-day Japan, the understanding of the history of these fisheries is useful in examining the archaeology of North Carolina’s dolphin fishery at Hatteras. This chapter also communicated the history of dolphin hunting in North Carolina from the early 18th century to its downfall in the early 20th century. This was necessary because it established the foundation on which new data can be collected to augment or challenge existing information. The historical resources used in this chapter revealed many gaps in its history. There is still a plethora of information to discover surrounding the dolphin fishery of North Carolina, including the potential for material culture and in situ archaeological evidence to provide new opportunities to deepen our understanding of this industry. The following chapter will cover the theoretical framework employed to best derive valuable information from North Carolina dolphin hunting material culture. 25 CHAPTER THREE: THEORIES OF TECHNOLOGY AND TECHNOLOGICAL CHANGE Introduction The study of technology and technological change is the primary intent of this research. To effectively examine the technology and technological change of North Carolina’s dolphin fishery, Michael Schiffer’s behavioral chain model will be utilized in this study. Schiffer defines the behavioral chain model as “a fine-grained model that includes the entire set of activities that took place during the life history of a component, product, or complex technological system” (Schiffer 2011:30). The justification for using Schiffer’s behavioral chain model is not only its effectiveness in examining technology and technological change but also its ability to visualize and describe the interrelations between behavioral and spatial material aspects of a specific cultural element’s life history. The application of the behavioral chain will also be useful in visualizing the role technologies and complex networks of North Carolina’s dolphin fishery. It will provide insights on groups, activities, and places such as the location of hunting grounds, processing areas, and the fishermen associated with the industry. Before this is possible, an understanding of theories related to technology and technological change is necessary. Studies related to technology and technological change exist in various theoretical movements in archaeology (Schiffer 1995, 2011; O’Brien et al. 2005; Trigger 2006). This chapter will do two things. It will first contextualize various theoretical perspectives on technology and technological change in both terrestrial and maritime archaeology. Finally, it will discuss the specifics of each component of Schiffer’s behavioral chain model and its applicability in this study. Archaeological Studies on Technology Schiffer argues that technology “is known by several different terms such as artifacts, products, objects, material culture, objects, gadgets and gizmos, or just plain things. Technology encompasses everything that people make or modify” (Schiffer 2011:4). This view of technology stems from a long line of theoretical perspectives that have not only shaped technology and technological change studies but also archaeology as a discipline (Schiffer 1995, 2011; O’Brien et al. 2005; Trigger 2006; Johnson 2010). To better understand these theoretical perspectives, it is important to contextualize them in both archaeology and maritime archaeology. Prior to 1960, some historians of archaeology argue the culture history period was known as the ‘long sleep’ of archaeological theory, in which very little theoretical discussion took place. Cultural historical archaeologists focused more on collecting mass amounts of archaeological material within an unquestioned, generally assumed framework (Johnson 2010:15). Others argued the theoretical debates of culture history period were used to assert national and racial superiority (Trigger 2006:240-241). Cultural historical archaeologists viewed culture and the artifacts differently than later archaeologists. In his earlier years, V. Gordon Childe argued artifacts occurring together were part of a complex of associated traits. Childe termed this a “cultural group” or just a “culture.” This complex of associated traits is the material expression of what today would be called a “people” (Childe 1929:v-vi). This idea of a “cultural group” or “culture” is known as “normative.” Normative essentially means that artifacts are expressions of cultural norms and those norms are what define the culture (Johnson 2010:17). Culture historical archaeologists preferred to view artifacts in groups. The reason behind this was they believed that to translate the present into the past, placing artifacts in groups was 27 necessary. These groups would then be known as the archaeological cultures (Johnson 2010:18). An example of this idea is displayed in Figure 3.1 where Childe essentially builds a complex mosaic detailing the prehistory of Europe (Trigger 2006:244) FIGURE 3.1 Table giving correlations of the several cultures in time and space (Childe 1929:418) While the culture historical period remained prominent for several more years (and remains a tradition in present-day archaeological theory), a dissatisfied faction of archaeologists emerged during the 1950s. Some individuals were particularly unhappy with the inadequacies of culture-historical archaeology’s understanding of how prehistoric cultures operated and changed. This dissatisfaction ultimately ushered in a new wave of thought in archaeology, one based on systematic anthropological and sociological investigations of human behavior. This new wave would come to be known as processualism or the ‘New Archaeology’ (O’Brien et al. 2005:18- 35; Trigger 2006:314; Johnson 2010:21-23). The traditional narrative contends that processualism had its beginnings in the early 1960s when a new generation of ‘young Turks’ would ultimately shape the course of 28 archaeological thought (Johnson 2010:21). Among this new generation of archaeologists was Lewis Binford: the face of ‘New Archaeology’ (O’Brien et al. 2005:40). Binford argued that archaeology needed to be more anthropological and more scientific (Binford 1962:217). This change in archaeological thought significantly altered how interpretations were later made, especially regarding technology. The stated goal of the ‘New Archaeology’ was to study cultural processes and to contribute to anthropological theory. To study archaeology as more of a process, two things were required. First, the basic notion of culture needed to be restructured from a normative, idea-based concept to one that was behavioral, systemic, and materialist. Second, archaeology needed to be conducted scientifically. This meant that archaeologists had to work deductively rather than inductively and use ethnographic analogy in a rigorous manner (O’Brien et al. 2005:37; Johnson 2010:21-23). With this restructured and more scientific approach in hand, studies surrounding technology in archaeology were vastly different. The American Southwest became a breeding ground for much of the terrestrial archaeological case studies on technology that took place during the processualism movement (Cronin 1962; Longacre 1963; Flannery 1964). There are several reasons for this, but for this chapter’s purposes, they provide excellent examples of technological studies in archaeology (O’Brien et al. 2005:67-91). An example of how technology was studied during this period is evident in Constance Cronin’s “An Analysis of Pottery Design Elements, Indicating Possible Relationships between Three Decorated Types” (1962). In this work, Cronin analyzed Southwestern pottery and found that specific design elements would occur on pottery from one site but not another. She concluded that “decoration of pottery might reflect the learning frameworks of mothers teaching 29 daughters, who taught their own daughters and so on” (Cronin 1962; Longacre 2000:294; O’Brien et al. 2005:68). This conclusion demonstrated several key points regarding interpreting technology during this period. Cronin utilized a systems-thinking approach by employing a type-variety system of analysis on Southwestern pottery types. She also identifies cultural evolution in her conclusion by pointing out the stylistic changes of pottery decoration overtime. Lastly, she identified variability in her study by pointing out that some specific design elements would occur on pottery from one site but not another. Each of these key points are some of the many hallmarks of the processualism movement (Cronin 1962; O’Brien et al. 2005:68; Johnson 2010:23-27). Cronin’s work is one of many studies that demonstrates the key points of processualism for terrestrial archaeology during this time. By the 1970s, the works of Binford (1962, 1972) and many others demonstrated that processualism was dominating the archaeological discussions. Interestingly, processualism was also making headway in maritime archaeology. Early theoretical perspectives in maritime archaeology were implicit, and along the lines of historical particularist approaches as seen in the works of George Bass (1966). It was not until the mid and late 1970s when processualism influenced maritime archaeological thought. In 1978, Keith Muckelroy published Maritime Archaeology differing significantly from the earlier historical particularist perspective. Influenced heavily by the processual leanings of his mentor David Clarke, Muckelroy introduced revolutionary ideas to the field of maritime archaeology such as site formation processes and interpretive frameworks for understanding a ship in its social context (Muckelroy 1978:160-225). While Muckelroy applied many of these new ideas to several historic wreck sites of Great Britain, he is primarily known for his work on the Kennemerland wreck site (1976, 1978). The 30 Kennemerland was a merchant ship of the Dutch East India Company that was bound for the East Indies but wrecked in the Out Skerries of Shetland in 1664. The site experienced several centuries of salvaging until the 1970s when preliminary archaeological investigations were conducted. While the site itself experienced years of salvaging it still offered a wealth of knowledge (Muckelroy 1976:280-281). Muckelroy’s works primarily focused on early maritime site formation theory (Muckelroy 1975, 1978). However, he provides several examples of processual interpretations regarding the technology found at the Kennemerland site. This is especially present in his work on extracting filters. Extracting filters essentially refers to the processes of wrecking, salvaging, and disintegration of perishables and how they lead to loss of material from a wreck-site. Each process thus generates an output column shown in a diagram (Muckelroy 1978:165; Figure 3.2). Muckelroy reinforces a couple of key points of processualism interpretations of technology specifically in maritime archaeology. Muckelroy emphasizes a systems-thinking approach by arguing that “the artifact assemblage itself is defined as a system, defined by the necessary characteristics of the ship as a means of transport and as a social unit, which has undergone a series of transformations through time within the constraints imposed by the larger system” (Muckelroy 1976:281). To reiterate, the different parts Muckelroy argues as a system were interrelated as part of a larger functioning cultural system (Muckelroy 1976:281-284; 1978:165-169; Johnson 2010:23-25). Muckelroy also utilizes a scientific approach and expresses explicit biases in his analysis of the technology found at the Kennemerland site. He does this by openly specifying his hypotheses, the procedures for investigation, constraints, results, analysis, and conclusions. Each 31 of these represents the very core of the scientific approach and processualism (Muckelroy 1976; 1978:165-169; O’Brien et al. 2005:92-120; Johnson 2010:26). FIGURE 3.2. System outputs for the Kennemerland wreck site (Muckelroy 1978) 32 The works of Cronin (1962), Muckelroy (1978), and many others heavily shaped the course of archaeological thought during this period and beyond. However, like many theoretical movements, processualism also experienced problems and criticisms. The main problem was the arguments surrounding the systematic processes that produce the archaeological record (O’Brien et al. 2005:210; Johnson 2010:65). Binford argued material remains of a cultural system leave behind a “fossil” record of an extinct society (Binford 1962:219; O’Brien 2005:210-211). If this and other assumptions related to this were true, then the archaeological record would indeed show a clear reflection of past human behavior. However, Binford failed to consider human behavioral aspects in relation to the patterning and processing in the archaeological record. One of Binford’s students, Michael Schiffer would augment processualism by placing a greater emphasis on the role of human behaviors on the interpretation of archaeological sites. Schiffer’s Behavioral Archaeology Early discussions on the role of behavior in archaeological interpretation were made by figures like Leslie White who argued “culture thus becomes primarily a mechanism for harnessing energy and of putting it to work in the service of man, and, secondarily, of channeling and regulating his behavior not directly concerned with subsistence and offense and defense” (White 1949:390-391). By the 1970s, discussions regarding the role of human behavior in archaeological site formation processes were taking place (Johnson 2010:65). Contrary to Binford argument, Schiffer contended that the archaeological record was far from a perfect reflection of past human behaviors and that understanding cultural and non-cultural processes were necessary to sift through the distorted behavioral patterns reflected in the archaeological 33 record (Schiffer 1987:7; O’Brien et al. 2005:211-212; Trigger 426-428). Binford rejected this claim and openly attacked Schiffer for “retarding the field.” This rejection gave rise to the field of behavioral archaeology and significantly changed how technology would be analyzed (Schiffer 1995:19-21; O’Brien et al. 2005:65; Trigger 2006:426; Johnson 2010:65). This rejection of Binford’s argument ultimately created a mutation in processualism, and thus behavioral archaeology was born. As the primary proponent of behavioral archaeology, Schiffer defines it as the: … study of relationships between people and things in all times and space. The relationships between people and artifacts are discussed in terms of regularities discerned in process of manufacture, use, and disposal that make up the life histories of material things, as in flow models and behavioral chains (Schiffer 1995:13). Behavioral archaeology focuses more on the need to create a science of material culture (Trigger 2006:426). This new focus on creating a science of material culture had the most profound change in technology studies and even emphasized the process of technological change. Many studies arose out of this new focus of formalizing the relationship between artifacts and human behavior (Rathje 1974; Schiffer 1995; O’Brien et al. 2005:211). A famous example of this is seen in William Rathje’s work on the Tucson Garbage Project. The goal of Rathje’s garbage study was to examine the link between present human behavior and material debris (Johnson 2010:65). He did this by conducting interviews that asked questions pertaining to patterns of consumption in relation to matters of health. The intention behind this was to record traces of drug, alcohol, cigarette, vitamin, and nutrient consumption. Once completed, Rathje and other members of the Tucson Garbage Project would test the results from these interviews by 34 searching through the garbage of a selected sample of neighborhoods and comparing (Rathje 1974:236-237). The results of this study were astonishing for many reasons. Rathje found significantly more vitamins were consumed in Tucson by people with intermediate incomes than those with lower ones. The garbage data, however, show exactly the opposite in that the largest quantities of vitamin containers were discarded by those on a very low-income scale. Another pattern Rathje found was that one might expect there is a high rate of expensive waste of pastry and takeout meals but, the most significant waste was of staples such as beef, fruits, and vegetables (Rathje 1974:237-239). There were two reasons why Rathje chose modern people for this study. He wanted to show that assumptions about the way material culture is related to behavior in past civilizations can be tested in a familiar, ongoing society. Also, by applying these archaeological methods to such a society can provide valuable insights into the society itself (Rathje 1974:236-237). Rathje could successfully identify certain regularities and patterns between people and objects in specific times and places. This is a hallmark of behavioral archaeology (Johnson 2010:65). Another case of examining the relationship between artifacts and human behavior can be seen in Schiffer’s work on electric technology in nineteenth-century lighthouses. As the first structures to install the world’s first generator-powered electric lights, lighthouses have a special place in the histories of electrical technology. Interestingly, electric-arc technology was not widely adopted for lighthouse illumination. Its distribution was curiously uneven: most maritime nations had none, a few had one or two, and the United States only had the Statue of Liberty. France and Britain, however, roughly had half a dozen to a dozen. In this piece, Schiffer is particularly interested in the large-scale technological change process of adoption regarding electric lights in lighthouses (Schiffer 2005:275-276). 35 To answer this uneven adoption of electric-arc technology among nations, Schiffer employs two heuristic tools of behavioral archaeology, the performance matrix, and the life- history framework. These help to identify the common factors and others that might explain why most nations, including the United States, only had one or a few arc lights while Britain and France adopted them on a much larger scale (Schiffer 2005:275-287). The performance matrix is a table that allows the investigator to compare performance characteristics (PCs) of two or more competing technologies (Figure 3.3). Within the internal and external factors that affect the course of technological change, the performance characteristics represent behavioral capabilities, which can be assessed in relation to specific activities and social groups. Performance characteristics ultimately allow an analysis to incorporate both qualitative and quantitative factors allowing the researcher to deal with multiple causes of adoption (Schiffer 2005:287). The life history framework is beneficial in organizing performance characteristics of the performance matrix. It is built on the foundation that technology has a life history consisting of processes such as manufacture, use, and adoption. Different performance characteristics can come into play during each process which in this case refers to the specific activities that groups will carry out. Schiffer divides the life histories of the competing illumination technologies into the following gross processes: (1) acquisition of the components and installation of the system; (2) functions—practical and symbolic—during use; and (3) operation, regular, and repair (Schiffer 2005:287-288). 36 FIGURE 3.3. Performance matrix for lighthouse illumination, 1860-99 (Schiffer 2005). By applying the performance matrix and life history framework, Schiffer could conclude the primary pattern in the performance matrix shows that electric light was competitive only in use-related functions. It was excellent for guiding mariners in haze and light fog. However, performance characteristics related to costs specifically show that electric light was too expensive when compared to oil. This, in turn, indicates the rejection of electric lights was a decision, made repeatedly by lighthouse organizations, that weighted utilitarian and financial factors over use-related factors (Schiffer 2005:294-305). The works of Rathje (1974) and Schiffer (2005) strongly show that behavioral archaeology has played an influential role in not only shaping the interpretations surrounding material culture but also establishing it as a science (Trigger 2006:426). Because of this, the 37 processes of technological change come more into play because technology is the material culture component of activities that represent behavioral characteristics (Schiffer 2011:4). This is especially seen in maritime archaeology where the application of behavioral archaeology and technological change has yielded some fascinating results over the last few years. An example of this is Will Sassorossi’s Master of Arts thesis which analyzed the processes of commercial fishing trawlers being adapted and transformed for military operations during World War Two. The selected vessels in Sassorossi’s study were YP-389, HMT Bedfordshire, and HMS Senateur Duhamel. To determine the methods for converting and adapting these vessels, Sassorossi utilized two main paradigms: site formation theory and theories of technological change (Sassorossi 2015:36). Regarding the theories of technological change, Sassorossi draws from four theoretical models that incorporate different influencing factors which bring about innovation, adaption, or change. The first model is entitled the heroic inventor and focuses on the exceptional advances of a single person. As defined by Don Leggett and Richard Dunn, “the heroic inventor model of technological change of a single individual is claimed to make great leaps in innovation, seemingly from contemporaries, constraining institutions or the requirements” (Leggett and Dunn 2012:5; see also Sassorossi 2015:48). The second model Sassorossi uses is technological evolution, which strongly opposes the heroic inventor model. The technological evolution model “weaves technological change into the fabric of maritime history without reflexive consideration, by shrouding the agency of actors and the cultural specificity of technical decision making” (Leggett and Dunn 2012:5). Unlike the heroic inventor model, the technological evolution model rejects the idea of singular actors as 38 sole creators and proposes technological change as a progressive movement, incorporating a larger set of actors working toward technological change (Sassorossi 2015:51-52). Like the technological evolution model, the third model Sassorossi used is technological determinism. Technological determinism emphasizes that technological change is determined by laws or by physical and biological conditions rather than by human will (Bimber 1994:86). In this sense, technological changes are more formulaic and continue progressively without regard to social, political, or cultural factors (Sassorossi 2015:53-54). The final model Sassorossi utilized is technological momentum. Compared to the technological determinism model, technological momentum suggests that social development is responsible for shaping and is shaped by technology (Hughes 1994:102). This emphasis on the idea that technological change is affected by social influences as well as effecting social change allows for a more inclusive model for determining the process of modification or adaption (Sassorossi 2015:57). By applying these four models along with site formation process theory, Sassorossi came to a couple of interesting conclusions. He demonstrated that the conversion and alteration processes of these vessels certainly fit within a model of technological change. He argues that social and economic factors were ultimately responsible for these processes because military leaders in World War Two needed more naval vessels to fill the role of patrol and convoy duties. Sassorossi’s study also highlights the imperativeness of analyzing modern wreck sites for determining models of technological change (Sassorossi 2015:183-185). This emphasis on technological change in behavioral archaeology is drastically different from how its predecessors in culture history and processualism viewed technology in the scope of archaeology. By using technological change to guide this material culture study, it will be 39 possible to understand the influences of North Carolina’s dolphin fishery. This next section will do precisely that and discuss the theoretical framework that is employed in this study. Schiffer’s Behavioral Chain Model As seen in his previous work on nineteenth-century lighthouses, life history models are highly effective tools for studies in archaeology and the history of technology (Schiffer 2005, 2011:30). One of the most well-established life history models is the behavioral chain. The behavioral chain allows the visualization of linkages or networks among various groups, changing technologies, activities, and places. By understanding these levels of complexity and interconnectivity, the behavioral chain furnishes insights into technological changes (Schiffer 2011:30-34). The application of the behavioral chain will be useful in establishing and illustrating the complex networks of North Carolina’s dolphin fishery. It will provide insights on groups, activities, and places such as the location of hunting grounds, processing areas, and the fishermen associated with the industry. This section will do a few things. It will define and discuss the behavioral chain model. It will then provide examples of how it has been applied in previous studies. Finally, it will then briefly mention how the behavioral chain model will be applied to this study in later chapters. Behavioral chains are not new in archaeology. Rather, they are Schiffer’s explicit interpretation of a form of reasoning employed to arrive at the activities that were performed at a site and their test implications. In this case, he was heavily influenced by Marvin Harris (1964). However, Schiffer places more emphasis on the life history of system elements over Harris’ actor-activity orientation. The reason for this shift in perspective relates to the material nature of 40 the archaeological record and some of the predictive properties of behavioral chains. As Schiffer puts it, “properties that permit the investigator to circumvent the apparent limitations of the archaeological record” (Schiffer 1995:57). With this background in mind, Schiffer defines the behavioral chain as “the entire sequence of activities that took place during the life history of a component, product, or complex technological system.” A behavioral chain may represent a singular artifact, such as a trypot or mass-produced products such as dolphin oil (Angel 1981; Schiffer 2011:30). Once the material culture is selected for the study, the behavioral chain is presented in the form of a table (Figure 3.4). Activities Convergent Chain Segment Activity 1 Activity 2 Activity 3 Activity 4 Activity 5 Divergent Chain Segment Activities FIGURE 3.4. Behavioral chain with convergent chain segment (upper left) and divergent chain segment (lower right) (Source: By George Huss, after Schiffer 2011:31). The table is comprised of activities which are defined as “occurring in a particular place, an activity is a series of related interactions among a set of interactors that includes at least one person or artifact” (Schiffer 2011:191; Figure 3.4). Each activity is then structured based on certain elements. Elements are essentially the components of an activity and can be based on many things (Schiffer 1995:58). Depending on the research question, elements can include any 41 or all of the following characteristics: (1) nature of the social group conducting the activity (size, age/gender composition) and its mode of recruitment, such as family, work party, or graveyard shift in a factory; (2) participating artifacts and externs; (3) interaction-relevant performance characteristics; (4) specific interactions; (5) location of performance; (6) times and frequency of performance; (7) the relational knowledge possessed by members of the social group that makes possible skillful and socially competent interactions; and (8) intersections with convergent or divergent segments. The latter may include an “out-put” column which indicates where a discarded material begins its journey to the archaeological record (Schiffer 2011:30-31). An excellent example of these elements employed in the activities of a behavioral chain model can be seen in Figure 3.5 which illustrates the use of maize in the Hopi culture (Schiffer 1995:59). As seen in Figure 3.5, the behavioral chain provides an excellent visual of the entire sequence of activities that took place during the life history of a component, product, or complex technological system (Schiffer 2011:30). Schiffer specifically chose these elements for the behavioral chain because they are effective in describing the interrelations between behavioral and spatial material aspects of activity performance with reference to the life history of cultural elements. However, more explicit definitions will be necessary to better understand what Schiffer means by these elements (Schiffer 1995:58-61). These next few subsections will give definitions for each element and then provide examples of them in Figures 3.6 and 3.7. It will then briefly mention how they will be specifically applied to North Carolina’s dolphin fishery in later chapters. 42 FIGURE 3.5. Behavioral chain of maize for the Hopi culture, circa A.D. 1900 (Schiffer 1995). Nature of the Social Group Conducting the Activity In his earlier work, Schiffer refers to social groups as energy sources. Energy sources refer to humans associated with an activity performance. This element is applied minimally on 43 two levels: the individual level, and the societal level. Schiffer gives an example of these two levels by applying it to the grinding of maize in Hopi culture. On an individual level, a post- pubescent woman does the coarse grinding of maize. On a societal level, however, it is important to specify that the recurrent social unit of maize-coarse-grinding is all post-pubescent women of a society (Schiffer 1995:60; Figure 3.5). In the case of North Carolina’s dolphin fishery, it includes individuals involved with the hunting of dolphins and individuals involved with the processing of dolphins. Participating Artifacts and Externs Schiffer defines an artifact as “any material phenomenon modified or manufactured, wholly or in part, through the interactions of people” (Schiffer 2011:191). He also defines an extern as “a type of interactor that arises independently of people, such as sunlight and clouds, wild plants and animals, and landforms” (Schiffer 2011:192). Schiffer groups these two elements together as conjoined elements. Conjoined elements are essentially the artifacts and externs of a given activity performance excluding the human energy sources (Schiffer 1995:60). An example of conjoined elements in Figure 5 can be seen in the process of “maize- coarse grinding. Maize-coarse-grinding requires at least two elements with hard surfaces capable of breaking the endocarp of maize kernels. One of these elements must be capable of sustained manipulation by the human energy source (Schiffer 1975:110). In the case of the North Carolina dolphin fishery, the hunting and processing of dolphins are excellent examples of activities that require conjoined elements such as knives, trypots, and nets. 44 Interaction-Relevant Performance Characteristics Interaction-relevant performance characteristics are defined as “a capability, competence, or skill that could be exercised by an interactor – i.e., ‘come into play’ – in a specific, real-world performance” (Schiffer 2011:193). This is essentially the practical knowledge necessary to carry out an activity by the interactor. Schiffer does not mention this in Figure 3.5. However, an example of this could be the skills necessary for maize-coarse-grinding. When applying this element to North Carolina’s dolphin fishery, many skills are necessary for both hunting and processing. Location of Performance The location of an activity performance essentially refers to the location or multiple locations within an area. They can be specified relative to each other or to stationary features (Schiffer 1995:60). As seen in Figure 3.5, Schiffer mentions several locations where activities would take place for the Hopi culture. The same can be said about North Carolina’s dolphin fishery where several locations were being used to hunt and process dolphins. Times and Frequency of Performance The times and frequency of an activity’s performance is easy to establish but often rather difficult to determine. Reference is made here to the class of usual performance times and frequencies with the stipulation that variability can be encompassed in specific applications such as location (Schiffer 1995:110). When looking at Figure 3.5, time and frequency of a 45 performance can vary between daily to yearly. In the case of North Carolina’s dolphin fishery, time and frequency of a performance varied depending on the activities taking place. Intersection of Convergent and Divergent Chain Segments One can easily indicate where other behavioral chains intersect that of the reference artifact by including convergent and divergent chain segments. A convergent chain segment is an addition to the behavioral chain. A divergent chain segment, on the other hand, indicates a removal of a by-product or waste product of the behavioral chain. Within the behavioral chain model, Schiffer labels these convergent and divergent chain segments as ‘additions’ and ‘deletions’ (Figure 3.5). Schiffer makes the example of making salsa as a behavioral chain. In making salsa, the addition of diced onions is indicated by a convergent chain segment that joins the onion’s behavioral chain to that of the salsa. In contrast, a divergent chain segment indicates a removal in the formation of a by-product or waste product such as onion skins (Schiffer 2011:30). An example in the North Carolina dolphin fishery might be the harvest of certain objects, such as oil, skin, and bones, but the discard of teeth. Outputs or Pathways The last activity is the outputs or pathways which discusses the artifacts or practices that had fallen out of use. Schiffer notes that at every stage in the behavioral chain there is an “output” path through which materials may or will eventually become a part of the archaeological record. The example he uses for outputs in the Hopi culture behavioral chain model includes pollen and grains. This material may undergo no further transport or discard. 46 Other pathways may also be more complex. Using the example of Hopi culture, waste products from cooking or mixing activities can constitute an inconvenient and unsanitary residue that would likely be cleaned up, transported, and discarded as refuse (Figure 3.5). Furthermore, in societies with highly developed refuse disposal systems, most elements will end up in the archaeological record at locations other than those of their use. This is necessary to specify in the output column of the behavioral chain exactly how and where these discard activities take place (Schiffer 1975:111). Previous Applications of Behavioral Chain Modeling Schiffer’s development and application of the behavioral chain model has allowed for other scholars to learn a great deal of knowledge in not just archaeological studies but also in fields such as history, ethnography, and other material focused studies (Schiffer 2011:30-34). With a better comprehension of the technical jargon he uses in this framework, it is now possible to understand the results other scholars have found using the behavioral chain. This next section will provide two case studies on how the behavioral chain has been used. The purpose of this will be to demonstrate how the behavioral chain model has been an effective theoretical framework and how it is suitable for the application to the case of North Carolina’s dolphin fishery. Yucca Remains at Antelope House One of the first examples of the behavioral chain being applied can be seen in the work of Frances Stier (1975) at the Antelope House site in Arizona. 47 FIGURE 3.6. Behavioral chain for Zuni uses of Yucca bacatta leaves (Source: Stier 1975). 48 FIGURE 3.7. Behavioral chain for Zuni uses of Yucca bacatta fruits (Stier 1975). 49 Stier’s goal was to reconstruct prehistoric economic activities by analyzing manufacturing methods and use patterns of the two species of yucca plant: Y. baccata and Y. angustissima. The reason why yucca was chosen as her study’s emphasis is due to the fact it made up seven percent of the total vegetal refuse weight found at the site. Stier argues that this suggests some idea of economic importance (Stier 1975:57). As seen above in Figures 3.6 and 3.7, Stier outlines her behavioral chain model using agents, by products, material correlates, activities, location, and wastes as his elements. She specifically chose these elements for this study primarily because of the nature of the yucca plant’s ecology and pollination characteristics. By organizing it in this manner, Stier came to a couple conclusions. First, the behavioral chain found was useful in clarifying the origin and location of vegetal wastes that were transported and abandoned in specific areas. She was also able to find evidence of technological change on the yucca-based cords. Cords were found randomly throughout the site, often with their ends cut. The distribution of these cords suggests the inhabitants recycled cord from robes for use as ordinary cordage. When placed within a behavioral chain, this shows a pattern of reuse (Stier 1957:58-63; Schiffer 2011:194). Lithic Analysis at the Longhorn Site (41KT53) The behavioral chain model has also been useful in the identification of activity areas through lithic analysis. In Kathyrn Smith’s master’s thesis, she utilizes the behavioral chain model on lithics and debitage found at a Protohistoric Native American encampment known as the Longhorn Site (41KT53). Studies surrounding the archaeology of the Longhorn Site (41KT53) had been going on since the 1950s (Smith 2010:vi-3). 50 What separates Smith’s study from other behavioral chain studies is her use of lithics rather than the variety of material culture seen in other studies (Schiffer 1975, 2011; Stier 1975. Schiffer points out that “a behavioral chain may be represented by singular artifact, such as Renoir’s painting Luncheon of the Boating Party; a craft item, such as the rice-cooking pots made by all potters in Dangtalan, a village in the Philippines; or a mass-produced product, such as a Hershey’s milk chocolate bar with almonds” (Schiffer 2011:30). With that in mind, lithics, while different compared to the material culture mentioned by Schiffer, still offer a wealth of knowledge when applied in a behavioral chain model (Smith 2010). In her study, Smith used six steps to identify activity areas based on the distribution of 7,644 pieces of debitage and 161 lithic tools. These steps include activities that could have taken place, identifying activity areas, additional information, additional activities, recurring activities, and aspects of social organization. These steps were chosen because of the studies focus which is flintknapping technology and its life history (Smith 201:34-69). By visualizing her behavioral chain model through those six steps, Smith could reach a couple conclusions. First, she could identify the tool manufacturing, use, and maintenance activities that took place at the Longhorn Site (41KT53). Secondly, she could identify the animal hide processing activities that were taking place in her area of focus. Finally, she related the spatial organization of the site through the distribution of its activity areas (Smith 2010:157-160). Conclusion Archaeological studies of technology have vastly changed over the last century. The works of Childe (1929), Binford (1962a), Schiffer (2011) and several others played pivotal roles in how technology is interpreted in archaeology. By understanding the works of these key figures, it is 51 understandable how Schiffer came to his definition of technology and the processes surrounding its change (Schiffer 2011:4). The behavioral chain model is an excellent framework to study technology and its changing processes. It gives the investigator the ability to visualize linkages or networks of groups, technologies, activities, and places. In doing this, it shows potential changes that took place during the activities and processes of a technology’s life (Schiffer 2011:4). The behavioral chain model has never been applied to the maritime archaeology of fisheries. By utilizing this theoretical framework, a wealth of knowledge can be gleaned not only from North Carolina’s dolphin fishery but also fisheries as whole. 52 CHAPTER FOUR: METHODOLOGY Introduction To apply Schiffer’s behavioral chain model to North Carolina’s dolphin fishery, a multistage methodology is necessary. The methodology for this study is divided into three phases; a historical research phase, an archaeological research phase, and a data compilation phase. The historical research phase focused on identifying and utilizing archival and historical sources related to North Carolina’s dolphin fishery. The archaeological methodology comprised of several stages. The first stage involved locating potential repositories from public and private collections and documenting material culture related to North Carolina’s dolphin fishery. The second stage involved utilizing historical resources to locate any potential areas of activity related to the industry including hunting grounds and processing factories. The third stage utilized the historical and archaeological phases to create a material culture database and maps depicting areas of activity. By collecting and processing the data in this manner, it allowed for behavioral chains to be effectively collated and analyzed. Historical Research Preliminary historical research for this project began with a survey of previous studies on North Carolina’s whaling industry. Whaling researchers such as Mitchell and Reeves’ History of Whaling in and near North Carolina (1988), Simpson and Simpson’s Whaling on the North Carolina Coast (1990), and Bradley’s “Where were the Whalers?” (2015) mentioned on several occasions that dolphin fishing occurred on the Outer Banks but was vastly different from the whale fishery. After examining the sources of these previous researchers, the search led to several institutions throughout the eastern part of the United States. These institutions included museums, archives, companies, and local historical societies. A list of these institutions visited or consulted with is provided below (Table 4.1). Table 4.1. List of Institutions visited or consulted. INSTITUTION LOCATION History Museum of Carteret County Morehead City, NC Beaufort Maritime Museum Beaufort, NC Cape Fear Museum of History and Science Wilmington, NC Coastal Voices Harker’s Island, NC Core Sound Waterfowl Museum Harker’s Island, NC East Carolina University Joyner Library Greenville, NC Fort Macon State Park Atlantic Beach, NC Graveyard of the Atlantic Museum Cape Hatteras, NC Hatteras Island Genealogical & Preservation Cape Hatteras, NC Society Museum of the Albemarle Elizabeth City, NC New Bedford Whaling Museum New Bedford, MA Newspapers.com Internet Database North Carolina Museum of Natural Sciences Raleigh, NC North Carolina Maritime Museum at Southport, NC Southport North Carolina State Archives Raleigh, NC Nye Lubricants Fairhaven, MA Ocracoke Preservation Society Ocracoke, NC Outer Banks History Center Manteo, NC Smithsonian Institution Washington, DC UNC Chapel Hill Library Chapel Hill, NC US Coast Guard History Program New London, CT Wildlife Conservation Society New York City, NY In addition to visiting or consulting with these public institutions, oral history interviews were conducted with two Outer Banks community members who had a connection to the dolphin harvesting industry. Because interviews with the public were carried out, an Institutional Review Board application was submitted and accepted by the University and Medical Center Institutional Review Board 17-000911. The Institutional Review Board application included a digital recruitment form, media recruitment form, a consent waiver, and interview question form. 54 The digital recruitment form was a short advertisement intended for internet, email, and social media-based recruitment (Figure 4.1). This form was primarily used as most of the advertisements were sent through social media platforms such as Facebook (Figure 4.2). The media recruitment form is like the digital recruitment form, but it was intended for digital and print-based flyers for recruitment (Figure 4.3). The consent waiver was the most essential form because it was necessary to have signed before oral histories could be used in this study. It informed the interviewee of the goals of the interview and how the data would be used (see Appendix A). Finally, the interview question form showed the two primary questions that would be asked to interviewees (Figure 4.1). These questions were framed with the concepts of Schiffer’s behavioral chain model in mind (Schiffer 2011). FIGURE 4.1. Digital Recruitment Form (IRB application 2017). 55 FIGURE 4.2. UNC Coastal Studies Institute Facebook Advertisement (Facebook). 56 FIGURE 4.3. Media Recruitment Form (IRB Application 2017). FIGURE 4.4. IRB Interview Questions (IRB Application 2017). Archaeological Research The archaeological research phase was a multi-stage approach. The first stage involved locating and documenting material culture related to North Carolina’s dolphin fishery. The second stage utilized archival and historical resources to identify and survey archaeological sites associated 57 with North Carolina’s dolphin fishery. The final stage focused on creating maps in ArcGIS to geospatially analyze the datasets collected and create visuals depicting the interrelations between behavioral and spatial-material aspects of activities with reference to their life history (Schiffer 1995:61). Stage One: Artifact Documentation In March of 2018, a Dare County Government Educational Television Program Grant, titled “Local Programming Development Initiative” was obtained, which provided funding to support travel to visit public repositories listed in Table 1 (see McCord et al. 2018). After consulting with these public institutions, material culture related to North Carolina’s dolphin fishery were found at the Graveyard of the Atlantic Museum, the University of North Carolina at Chapel Hill, the North Carolina Maritime Museum at Beaufort, the Smithsonian Institution, the New Bedford Whaling Museum, and the World Conservation Society. To locate private repositories, the previously described advertisements calling for individuals with connections to North Carolina’s dolphin fishery were sent to various media outlets. Social media platforms, such as Facebook, were proven to be the most effective tool in locating individuals who had a connection to North Carolina’s dolphin fishery. Unfortunately, no artifacts were found within private repositories. Once the artifacts were located, the next component focused on artifact recordation and documentation. The University of North Carolina Coastal Studies Institute’s Maritime Heritage Program provided a portable artifact photography kit, which included two lights with stands, a Giottos ST120 small portable light tent, background screen in various colors, and a tripod. Additional equipment included photographic scale bars, a portable weight scale, additional lights, a white 58 background, and Nikon D300 SLR camera, controlled via a laptop running digiCamControl software. Lights were positioned behind the tent to provide a shadow-less background. The dimensions of each artifact varied and required different sized scale bars (Figure 4.5). FIGURE 4.5. Nathan Richards and George Huss preparing bottles of dolphin oil for artifact photography (John McCord). Once photographs were taken, a field journal and artifact catalogue were assembled noting all the data obtained. The artifact catalogue contained information such as (1) current owner, (2) current location (in appropriate public institutions latitude and longitude), (3) materials of the artifact, (4) measurements and dimensions and any additional important information for analysis, and (5) any additional information on the artifact (Figure 4.6). 59 FIGURE 4.6. Dolphin Fishery Artifact Data Form (Source: Author). Collation of this additional information involved defining other important categories of analysis such as use, reuse, and function (in association with Schiffer’s behavioral chain model framework). To define terminology, this study adapted the material culture categorization system defined by Annalies Corbin in The Material Culture of Steamboat Passengers (1999) -- a system that has been modified by other scholars for thematic research. For example, Kathryn Cooper utilized Corbin’s methodology for gender, status and racial meanings within a material culture assemblage in the museum ship Success, and quotes: 60 While her [Corbin’s] topic is temporally similar to the Success, her book, The Material Culture of Steamboat Passengers (1999) covers an entirely different subject. Corbin nonetheless developed a method of cataloguing artifacts, by using a taxonomic categorization strategy applied to each artifact in each assemblage, which could prove useful in cataloguing Success’s material culture. She identified a hierarchy of attributes applicable to each artifact from which to infer the extent to which it expresses different cultural constructs such as gender or age. These attributes were then compared against one another to get an idea about the general character of the assemblage and the wide variety of ways it can be interpreted (Cooper 2014: 96- 97, and see Corbin 1999:23-25). In addition to photographing and recording the artifacts, photogrammetric models were also created to provide 3D models of larger artifacts. This allowed for greater interpretation of technologies and environments associated with the dolphin fishery. Stage Two: Archaeological Site Documentation After the material culture documentation was complete, stage two involved conducting archaeological fieldwork. The methods employed in the archaeological fieldwork stage were strictly non-invasive and included photography, videography, and pedestrian surveys. After consulting the historical and archaeological records, research pointed to three sites that were known to have had activity related to North Carolina’s dolphin fishery. The first site was the Hatteras Porpoise Processing Factory. Located on a marshy island (Durant’s Island) north of Hatteras Village, the Hatteras Porpoise Processing 61 Factory was one of the largest and longest continuously operating factories on the Outer Banks (Figure 4.7). The factory was known to have processed goods such as porpoise oil, skin, and meat. Today, only very little remains of the factory existence (Figure 4.8). Prior to conducting fieldwork, permission was required from private landowners. After searching through the Dare County GIS Portal requests for permission to conduct non- intrusive surveys were mailed to private landowners (Figures 4.9-4.10). Permission was eventually granted in some areas on the stipulation that all data compiled would be shared with landowners (Table 4.2). Once permission was granted in specific areas, pedestrian surveys were carried out using photography, videography, and pedestrian surveys. FIGURE 4.7. A 1923 aerial photograph taken by the US Army Air Corp for conducting vulnerability tests of naval forces to aerial bombardment of the Port of Hatteras. In the bottom left corner is a rare image of what might be the Hatteras Porpoise Factory (US Airforce Historical Research Agency). 62 FIGURE 4.8. Unscaled building pilling found on the shore of Durant’s Island possibly in relation to the Hatteras Porpoise Factory (Source: Author). FIGURE 4.9. Division of land ownership of Durant’s Island (Dare County GIS). 63 Table 4.2. List of land parcels permitted to survey (Table by Author). PARCEL PERMISSION SURVEYED NUMBER GRANTED 1 Yes Yes 2 Yes Yes 3 Yes Yes 4 Yes Yes 5 Yes Yes 6 No No 7 No No 8 No No 9 No No 10 No No FIGURE 4.10. Letter requesting permission to access and photograph land for archaeological research (Source: Author). 64 The next two sites were located within the Cape Hatteras National Seashore and required a federal Scientific Research and Collecting Permit (CAHA-2018-SCI-0005) to be submitted and approved by the National Park Service (see Appendix B). The second site is known as the Bight of Hatteras (Figure 4.11). This area was ripe for dolphin hunting as many dolphins were known to travel along the bight. Along the bight were ‘spy’ camps where a dolphin fisherman would wait patiently and give the signal when a pod of dolphins was in sight (Kellogg 1927:12). It was unlikely that any artifacts could be found given the site’s changing geography. However, the purpose of surveying this site was to photograph and record surface finds or landforms that could illuminate the use of the area. Bight of Hatteras FIGURE 4.11. Archaeological survey area of the Bight of Hatteras (Source: Author). 65 The final site is known as Try Yard Creek. Located on Ocracoke Island, Try Yard Creek was possibly a hunting ground and processing area for both whales and dolphins (Figure 4.12). Above-surface artifacts were unlikely. Unfortunately, the entire area was impossible to survey due to brush reaching heights of up to six feet. The permit prevented any destructive techniques from being used, and no data was collected. FIGURE 4.12. Try Yard Creek, Ocracoke (Source: Author). Stage Three: Data Compilation The final phase involved the analysis of the data compiled and will be further expanded upon in later chapters. The data compilation phase was split into two sections. The first section 66 deals with the material culture collection. The creation of a material culture database table in Microsoft Access was necessary for illustrating important aspects of the artifacts (Figure 4.13). Queries related to the database were also created to visualize areas such as current location of objects, fabric count, function of objects, functions and subfunctions of objects, and objects’ manufacture and presence dates (Figures 4.14-4.19). FIGURE 4.13. Microsoft Access sheet detailing the list of tables created for graphs and charts (Source: Author). FIGURE 4.14. Microsoft Access query detailing the current location of objects (Sources: Author). 67 FIGURE 4.15. Microsoft Access query detailing the fabric count of objects (Source: Author). FIGURE 4.16. Microsoft Access query detailing the function of objects (Source: Author). 68 FIGURE 4.17. Microsoft Access query detailing the function and subfunctions of objects (Source: Author). FIGURE 4.18. Microsoft Access query detailing object manufacture dates (Source: Author). 69 FIGURE 4.19. Microsoft Access query detailing the object presence dates (Source: Author). The second section involved utilizing ArcGIS. Several maps were created depicting activity zones such as hunting grounds and processing areas. Once the maps were created, the Access database was then integrated into the ArcGIS project to further highlight important behavioral and spatial aspects of the fishery. 70 CHAPTER FIVE: IDENTIFICATION OF THE EXTENT OF NORTH CAROLINA’S DOLPHIN FISHERY MATERIAL CULTURE Introduction Historical documents shape the current narrative of North Carolina’s dolphin fishery. However, while these documents provide a glimpse into the fishery’s existence, additional information lies within the archaeological record. To date, there has been no archaeological research conducted on any areas of North Carolina’s dolphin fishery. This chapter serves as the first case of archaeological research conducted on North Carolina’s dolphin fishery and provides the results gleaned from fieldwork and material culture assemblages. This chapter’s primary objective is to elaborate on the archaeological research conducted on both material culture assemblages from collections and site specific in-situ material culture descriptions from fieldwork. This chapter also outlines synchronic (atemporal) and diachronic (temporal) analyses of the material culture assemblage(s). By doing this, it aids in the creation and understanding of the material culture database detailing the fishery extensively (see Appendix B). As such, this chapter is divided into three sections. The first section provides a detailed description of the collection in its entirety. Within this section, it looks at the location of objects, fabrics of the collection, and the functions of objects. The second section further expands on the functions of objects by providing synchronic functional and subfunctional identifications of the collection. The last section looks at the temporal distribution of objects by manufacture and presence. Description of the Collection A description of the collection is necessary as it provided much of the foundation for the application of Schiffer’s behavioral chain model in the following chapter (Schiffer 2011:30-34). This section also seeks to provide context into the discovery and curation of these objects that make up. The objects of this database were found within both material culture assemblages from museum collections and in-situ at archaeological sites. Inevitably, there are certain biases associated with collections and objects found at archaeological sites. An example of this would be at the Bight of Hatteras site where archaeological data was personally collected. The bias, in this case, is the location is a greatly disturbed archaeological site (perhaps the location of salvage or comingling of objects from other human activities) that may or may not include materials that are exclusively related to dolphin fishery. However, these materials were still recorded because of their location within an area purported to be a site connected to the dolphin fishery. Conversely, the bias of an institution such as the Graveyard of the Atlantic Museum is found within their curated collections. The objects of these collections are personally selected by the institution to fit the narrative of the collection, and this may lead to high-profile, aesthetically pleasing, or the most complete objects being curated. This first section begins with identifying the current location of objects within the collection. Current Location of Objects Material culture potentially pertaining to the North Carolina dolphin fishery was found in institutions in Washington D.C., New York, Massachusetts and within institutions and archaeological sites in North Carolina (Figure 5.1). Figure 5.2 and Table 5.1 detail the current 72 location of objects along with the number of objects found at each site or repository. The site that had the most objects in Figure 5.2 was the Hatteras Porpoise Factory Site on Durant’s Island, North Carolina. The site made up 29.6% of the studied assemblage and yielded a total of fifty- three objects (Figure 5.2; Table 5.1). FIGURE 5.1. Distribution map depicting areas with artifacts related to the North Carolina dolphin fishery (Image by Author). 73 FIGURE 5.2. Pie chart detailing the percentage of artifacts found at archaeological sites and material culture repositories (n=179) (Source: Author). Table 5.1. Table detailing the location and number of objects at each site or repository (n=179), (Source: Author). Current Location of Objects Number of Objects Percentage of Collection Hatteras Porpoise Factory Site, 53 29.60% Durant’s Island, North Carolina Bight of Hatteras Site, Hatteras, 37 20.70% North Carolina Smithsonian Institution, 36 20.11% Washington D.C. New Bedford Whaling Museum, 21 11.73% New Bedford, Massachusetts Wildlife Conservation Society, 14 7.82% New York City, New York Graveyard of the Atlantic 10 5.58% Museum, Hatteras, North Carolina North Carolina Maritime 7 3.91% Museum at Beaufort University of North Carolina at 1 0.55% Chapel Hill Wilson Library 74 The next site to yield a substantial number of objects was the Bight of Hatteras. The site made up 20.7% of the collection and had a total of thirty-seven objects (Figure 5.2; Table 5.1). Like the Hatteras Porpoise Factory site, everything was recorded within the area of survey and much of the objects displayed a less-than-complete status (Figure 5.3). As mentioned previously, it is likely that some of the objects found may or may not be related to dolphin fishing activities. This will be further discussed in the “Functions and Subfunctions” section of this chapter. FIGURE 5.3: Terracotta piping fragment found at the Bight of Hatteras site (Image by Author). Following the objects found at archaeological sites, the objects found in public repositories made up 49.7% of the collection (Figure 5.2; Table 5.1). The repository to contribute the most objects came from the Smithsonian Institution. In May 1927 and February 1928, Dr. Remington Kellogg of the United States National Museum’s Bureau of Biological Survey visited 75 the Hatteras dolphin fishery as part of a joint research study with John Hopkins University. The goal of the study was to evaluate the behavior of bottlenose dolphins in the region in relation to the fishery’s yearly catch (Kellogg 1927:11-13; Cecelski 2015:77). While observing the hunting techniques of the dolphin fishers, Kellogg took extensive field notes detailing the processes surrounding the fishery (Kellogg 1927:11-13). In addition to his notes, Kellogg provided twelve photographs with descriptions detailing the tools and methods of the Hatteras and Beaufort dolphin fisheries (Figure 5.4). The bias, in this case, is the photographs were taken to provide visual evidence to fit Kellogg’s research into the behavior of dolphins while a hunt took place. FIGURE 5.4. Knife used for processing a dolphin for its skin (Smithsonian Institution B-3664- M). 76 As a result, Kellogg suspected the reason for the declining yearly catches was due to dolphins in the region learning to avoid the fishermen’s nets (Kellogg 1927:11; Cecelski 2015:77). Regardless, Kellogg’s work was extremely beneficial for understanding the Hatteras and Beaufort dolphin fisheries. His photographs made up 20.11% of the collection and display a total of thirty-six objects (Figure 5.2; Table 5.1). An example of an object found in these photographs was a processing knife (Figure 5.4). The next institution to house objects related to the fishery came from the New Bedford Whaling Museum. The museum had a total of twenty-one objects and made up 11.73% of the collection (Figure 5.2; Table 5.1). The objects of this collection were also entirely historical photographs of the Nye fishery operations from 1907 to 1929. According to Lead Marketing and Developer of Nye Lubricants, Andrew Vieira, Nye Lubricants donated several photographs related William and Joseph Nye’s operations during this period to the New Bedford Whaling Museum (Vieira 2016, pers. comm). President and Chief Executive officer of Nye Lubricants, George B. Mock, III, also noted the photographs were used in Ed Parr’s The Last American Whale-Oil Company: A History of Nye Lubricants, Inc., 1844-1994 (1996) which has provided a great deal of knowledge for this study (Mock 2017, pers. comm). The bias of this collection is that it is entirely made up of photographs specifically related to the Nye Lubricants operations. Nye Lubricants prides itself as one of the last American companies that engaged in cetacean hunting that continues to operate today. The photographs were taken by company representatives and focus on Nye Lubricants’ operations during this period. Regardless, they provide visual evidence of objects in areas associated with hunting and processing. An example of an object often appearing in this collection was the protective clothing used by fishers (Figure 5.5). 77 FIGURE 5.5: The typical clothing worn by dolphin fishers at the Hatteras fishery from 1907- 1929 (New Bedford Whaling Museum). Despite hunting thousands of dolphins during the early twentieth century, Joseph Nye was also involved with dolphin conservation efforts. In 1912, Nye invited the New York Zoological Society’s director, Charles Townsend, to Hatteras to receive several dolphins for the aquarium (Democrat and Chronicle 1912:19). These dolphins did not survive the trip prompting Townsend to travel to Hatteras a year later to personally supervise the transportation of other dolphins (Townsend 1914:294). The next institution that has objects related to the dolphin fishery came from the New York Zoological Society (now World Conservation Society). While in Hatteras, Townsend took several photographs that he included in his article “The Porpoise in Captivity” (1914). The photographs depicted his time down there and provided excellent visual evidence of objects used in the fishery as well as the techniques employed. Today, the original photographs are part of the Wildlife Conservation Society’s Charles Townsend collection that continues to be processed (Thompson 2018 pers. comm.). Townsend’s photographs make up 7.82% of the collection and 78 depicts fourteen objects in three photographs (Figure 5.2; Table 5.1). The objects depicted in these photographs included items such as seine nets and dory boats (Figure 5.6). FIGURE 5.6: Seine net and dory boat used in the capture of dolphins at the Hatteras dolphin fishery in 1914 (Source: Wildlife Conservation Society). Historical photographs make up 44.12% of the collection (Figure 5.2; Table 5.1). However, the only institution to provide tangible objects related to the dolphin fishery came from the Graveyard of the Atlantic Museum. The objects from the Graveyard of the Atlantic Museum made up 5.58% of the collection and had a total of ten objects (Figure 5.2; Table 5.1). The collection is made up of eight bottles of dolphin jaw oil from the Nye fishery at Hatteras (Figure 5.7). The collection also included a trypot (Figure 5.8) and an ox cart that may have been used for transporting dolphins to the factory (Figure 5.9; Michaux 1894:126-127; Couch 2017 pers. comm). 79 FIGURE 5.7. Small bottle of dolphin oil used for lubricating watches and chronometric devices (George Huss and Nathan Richards). FIGURE 5.8. Photogrammetric model of a trypot at the Graveyard of the Atlantic Museum (Image by George Huss and Kristina Fricker). 80 FIGURE 5.9. Photogrammetric model of an ox cart at the Graveyard of the Atlantic Museum (Image by George Huss and Kristina Fricker). The bottles of dolphin jaw oil were given to the museum from an anonymous donor. Information could not be further provided on the donor due to the museum’s privacy policy (Riddle pers. comm 2018). The trypot, however, had a little more information. The trypot was supposedly used at the Nye Hatteras Porpoise Factory from 1907 to 1929 and found by a Hatteras local on the beach of the Pamlico Sound (Figure 5.8; Riddle pers. comm 2017). Finally, there is uncertainty on the ox cart and its relationship to the fishery (Figure 5.9). While ox carts were used to transport dolphin remains, they were also used to transport several objects in 81 Hatteras such as construction materials (Michaux 1894:126-127; Couch 2017 pers. comm). This ox cart is on loan to the Graveyard of the Atlantic Museum and dates to about 1850 (Anderson 2018 pers. comm). The next institution to have objects related to the fishery came from the North Carolina Maritime Museum at Beaufort. The North Carolina Maritime Museum at Beaufort provided a small collection of seven historical photographs of pilot boats. These photographs made up 3.91% of the collection and displayed seven pilot boats (Figure 5.2; Table 5.1). Pilot boats were primarily built by legendary boatbuilder, Devine Guthrie, and were used by whalers in the Shackelford Banks and Cape Lookout regions (Figure 5.10). In addition to hunting whales, these fishers engaged in dolphin fishing using these boats (Stick 1958:194; Jateff 2006:43; Tursi 2014; Bradley 2015:104-105; Fontenoy 2017 pers. comm). FIGURE 5.10. Devine Guthrie posing with a pilot boat that may have been used in hunting whales and dolphins (North Carolina Maritime Museum at Beaufort). 82 The last collection to have material culture related to the dolphin fishery came from the University of North Carolina at Chapel Hill Wilson Library Collier Cobb Photographic Collection. Collier Cobb was a geology professor at the University of North Carolina at Chapel Hill from 1893 to 1934. He traveled extensively and took several photographs documenting his journeys around the world. Cobb’s photographic collection was donated to the University of North Carolina at Chapel Hill Wilson Library in 1976 (Cobb 1976). Within the Collier Cobb Photographic Collection is a single 4x5 glass plate copy negative (Fletcher 2017 pers. comm). This glass plate negative copy makes up 0.55% of the collection and includes one object (Figure 5.2; Table 5.1). The glass plate copy negative depicts a possible dolphin fisher within dolphins in the foreground. In the background, is a single spy camp (Figure 5.11). FIGURE 5.11. A single spy camp used to alert fishers of dolphins nearby (P0013/0083 in the Collier Cobb Photographic Collection #P0013, North Carolina Collection Photographic Archives, The Wilson Library, University of North Carolina at Chapel Hill). 83 Fabrics in the Collection The importance of describing the types of fabrics in the collection is due to their consideration as conjoined elements and outputs within the behavioral chain model (to be discussed in Chapter 6). The fabrics represented in the collection varied considerably. Figure 5.12 depicts the types and frequency of certain fabrics within the collection. The dolphin fisher clothing which was made using cotton, wax, gum, and oil tended to make up a largest number of fabrics with a total of forty-six (Figure 5.12; Angell 1981; Couch 2017 pers. comm). Conversely, several pieces, such as asphalt, aluminum, and plastic, made up the smaller portions of the number of fabrics (Figure 5.12). Fabric Count 50 45 40 35 30 25 20 15 10 5 0 FIGURE 5.12. Line graph depicting the number of fabrics found within the collection (n=179). 84 Cotton, Wax, Gum, And Oil Wood And Metal Wood Glass Metal Brick Coal Cement Tar Bone Twine, Cork, and Lead Metal and Glass Tile Paper and Plastic Mortar Rubber Wood and Tile Terracotta Slate Metal and Wood Asphalt Conglomerate Anthracite Cloth, Cork, and Glass Cotton Glass and Cork Aluminum Metal and Rubber Paper, Cork, and Glass Plastic Steel and Rope Unknown Wood and flora metal and rope Function of Objects Each artifact within this study fulfilled a specific role or function. According to Schiffer, a function or ‘functional field’ is defined as “the entire set of a society’s techno-, socio-, ideo-, and emotive functions defined independently of the technologies that carry them out” (Schiffer 2011:192). The creation of a list of functions for objects was particularly important for this study because of Schiffer’s emphasis on technology regarding its role within the activities in the behavioral chain model (Schiffer 2011:30-34; Figure 5.12, and Table 5.2). The functions for objects in this study were divided into five areas. Percentage of Objects Based on Function 4% 6% 11% HUNTING 40% BUILDING UNKNOWN PROCESSING DISTRIBUTION 39% FIGURE 5.13: Pie chart depicting the percentage of objects based on function (n=179), (Source: Author). 85 Table 5.2. Table detailing the number of objects based on function (n=179), (Source: Author). Function Number of Objects Percentage Hunting 71 40% Building 69 39% Unknown 20 11% Processing 11 6% Distribution 8 4% The first function was designated as “Hunting.” Hunting played the most important role during the fishery’s existence. The hunting function referred to any objects used to catch and kill dolphins. The total number of objects designated as “Hunting” was seventy-one and made up 40% of the objects (Figure 5.13; Table 5.2). These hunting objects were all depicted in historical photographs. They included objects such as seine nets, dory boats, and dolphin fisher clothing (Figure 5.3-5.4). Seine nets and dory boats were the tools of choice for fishers in the Hatteras fishery from as early as 1850 to 1929 (Kellogg 1927:11-13; Angel 1981; Cecelski 2015). The second function was designated as “Building.” The reason for this was throughout the field surveys at the Bight of Hatteras and the Hatteras Porpoise Factory sites, a large amount of building material was encountered (Figure 5.13; Table 5.2). Objects such as brick and cinder block fragments made up a large percentage of the collection (Figures 5.13-5.14). The total number of objects designated as “Building” was sixty-nine (Figure 5.13; Table 5.2). Most of the objects encountered did not display any diagnostic features suggesting they were used in the dolphin fishery. However, some of the objects may have been used for areas such as the construction of spy camps or the factory’s building foundation. 86 FIGURE 5.14: Brick fragment found at the Hatteras Porpoise Factory site (Image by Author). FIGURE 5.15. Cinder block fragment found at the Bight of Hatteras site (Image by Author). The third function was designated as “Processing.” The processing function referred to any objects used in the processing of goods from dolphins. This included both beach processing 87 and factory processing. The total number of objects designated as “Processing” was eleven and made up 6% of the collection (Figure 5.13; Table 5.2). The items that fit the “Processing” category was primarily found within historical photographs. The objects depicted included knives and other various processing equipment (Figure 5.16). Knives were the simplest and most effective tools in obtaining materials such as blubber, jaws, and hides. The object in Figure 5.16 provides a rare glimpse into the complex equipment used to process and refine dolphin oil in the Nye Company (Kellogg 1927:11-13; Angel 1981; Cecelski 2015). FIGURE 5.16. Rare picture from a 1907 brochure displaying William Nye’s laboratory at Fish Island, Massachusetts. The equipment displayed was utilized in the secretive and complex refining process for dolphin oil made by the William Nye Company (Source: New Bedford Whaling Museum). In addition to the processing objects displayed in historical photographs, the Graveyard of the Atlantic Museum cataloged a suspected trypot that was supposedly used at the Hatteras Porpoise Factory from 1907 to 1929 (Figure 5.8; Riddle 2017 pers. comm). According to Cecelski, “blubber, melon, and the fatty tissues in and around the lower jawbone rendered the 88 oils in kettles or furnaces at a facility called the ‘try works’” (Cecelski 2015:73). Interestingly, the suspected trypot is significantly smaller compared to trypots engaged in whaling. A trypot that was utilized in the North Carolina whaling industry displayed at the North Carolina Maritime Museum at Beaufort was measured at 100cm width and 56cm depth (Figure 5.17; Bradley 2015:194-195). Comparatively, the suspected trypot at the Graveyard of the Atlantic Museum used in the Hatteras dolphin fishery measured 25.56cm and 35.14 depth (Figure 5.8). FIGURE 5.17. A trypot that was used in the North Carolina whaling fishery displayed at the North Carolina Maritime Museum at Beaufort (Bradley 2015:194-195). The two trypots also differed in shape. On the bottom rim of the suspected trypot from the Graveyard of the Atlantic Museum are two bends and a latch (Figure 5.8). On the top of it are three corresponding articulation grooves (Figure 5.8). This could possibly suggest a false bottom used for releasing processed dolphin materials. Comparatively, the whale trypot has two 89 protruding tabs that was used for lifting (Bradley 2015:194). Ultimately, there is no historical proof surrounding the suspected trypot’s involvement in the fishery. However, if it was proven to be related to the fishery, this suggests the suspected trypot was much smaller and displayed more complex features and designs for the processing of dolphins. FIGURE 5.18. Empty glass bottle of NYOIL 4 located at the Graveyard of the Atlantic Museum (George Huss and Nathan Richards). The fourth function was designated as “Distribution.” The distribution function referred to any objects that were meant to be intended for sale or assist in the selling of objects. The total number of objects designated as “Distribution” was eight and made up 4% of the collection (Figure 5.13; Table 5.2). These included objects such as bottles of dolphin oil. Bottles of dolphin 90 oil were the most valuable product on the market for the fishery (Figure 5.17; Parr 1996:45; Cecelski 2015:54-55; Couch 2017 pers. comm). The last function was designated as “Unknown.” The unknown function referred to any objects that were unable to be identified. The total number of objects designated as “Unknown” was twenty and made up 11% of the total collection (Figure 5.13; Table 5.2). The objects that fit the “Unknown” function were unable to be determined if they were connected to the fishery. An example of object with an unknown function is a conglomerate found at the Bight of Hatteras (Figure 5.19). FIGURE 5.19. Conglomerate located at the Bight of Hatteras (Source: Author). 91 Functions and Subfunctions The functions mentioned cover a broad scope of the fishery. However, the functions previously mentioned only provide a glimpse into how the fishery operated. This section further elaborates on the function of objects by designating subfunctions for the objects in each function previously mentioned (Figure 5.20; Table 5.3). 0.54% 0.56% FIGURE 5.20. Sunburst chart depicting percentages of objects’ functions and subfunctions (n=179), (Chart by Author). 92 Table 5.3. Table depicting number of objects with functions and subfunctions (n=179), (Table by Author). Function Subfunction Number of Objects Percentage Building Unknown 69 39% Distribution Packaging 8 4% Hunting Capture 6 3.38% Hunting Killing 1 0.56% Hunting Pursuit 14 7.89% Hunting Pursuit, Capture, Kill 47 26.48% Hunting Spying 3 1.69% Processing Beach Processing 5 2.73% Processing Factory Processing 5 2.73% Processing Transportation 1 0.54% Unknown No Relation 3 1.65% Unknown Unknown 7 9.35% Building Subfunctions The building function represented the second largest number of objects found with a total number of sixty-nine objects and made up 39% of the collection (Figure 5.20; Table 5.3). Only one subfunction was designated for this function and that was “Unknown.” The issue with this category is while the objects that make up this function and subfunction were recorded, it is not definitively certain as to whether any of them were connected to the dolphin fishery. This is important because such materials are likely to be excluded from the analysis given their uncertainty of their relation to the fishery. 93 Nevertheless, most of the objects in this function and subfunction were successfully dated. While there is uncertainty surrounding the objects of this function and subfunction, it is possible they could have been used in the construction of spy camps or factories. An example of an object designated as a “Building” function and “Unknown” subfunction is a timber found at the Bight of Hatteras site (Figure 5.21). FIGURE 5.21. Timber found at the Bight of Hatteras Site (Photo by Author). Hunting Subfunctions As previously mentioned, the “Hunting” function had a total of number of seventy-one objects and made up 40% of the collection (Figure 5.13; Table 5.2; Figure 5.20; Table 5.3). The “Hunting” function was further divided into four subfunctions that detailed the sequence of events of this activity. These subfunctions included “Spying,” “Pursuit,” “Capture,” and “Kill” (Figure 5.20; Table 5.3). Before the hunting of dolphins began, spies were generally posted along the beaches. The purpose of this was to alert the fishers when dolphins were sighted (The Commonwealth 1885:4; 94 The Independent 1919:5; Kellogg 1927:11-13; Angell 1981; Cecelski 2015:69). “Spying”, therefore, is established as the first subfunction for hunting. The total number of spying objects was three and made up 1.69% of the collection (Figure 5.20; Table 5.3). An example of an object used in spying is the spy camp pole. The spy camp pole was used to raise a flag or waif to alert nearby fishers that dolphins were in sight (Figure 5.22; Kellogg 1927:12). FIGURE 5.22. Dolphin spy posted at a spy camp waiting to raise the signal or waif (Source: New Bedford Whaling Museum) After the signal was raised, fishers then engaged in pursuing these dolphins. As such, “Pursuit” is the next subfunction established for the hunting function. The total number of pursuit objects was fourteen and made up 7.89% of the collection (Figure 5.20; Table 5.3). An example of an object used in pursuit of dolphins was the dory boat. The dory boat was primarily used in the Hatteras dolphin fishery from as early as 1850 to 1929 (Kellogg 1927:11-13). Once the fishers engaged in pursuing the dolphins, their goal was to capture as many as possible. The next subfunction created for the hunting function was “Capture.” The total number 95 of capture objects was six and made up 3.38% of the collection (Figure 5.20; Table 5.3). An example of an object used in the capture of dolphins was the seine net. The seine net was a long sweep net used to entrap and catch dolphins (Figure 5.6; Kellogg 1927:11-13). FIGURE 5.23. Knife or spear used to deliver a killing blow on a dolphin at the Beaufort dolphin fishery in 1912 (Source: Smithsonian Institution). By the time the dolphins were caught, they brought to shore and sometimes immediately killed. The next subfunction established for the hunting function was “Kill.” The total number of killing objects was one and made up 0.56% of the collection (Figure 5.20; Table 5.3). An example of an object used in the killing of dolphins was a knife. Knives were typically used to deliver a killing blow to the dolphin’s throats (Figure 5.23; Kellogg 1928:11-13). 96 Interestingly, there were several objects that were used in more than one subfunction. A total number of forty-seven objects were used in the pursuit, capture, and kill subfunctions and made up 26.48% of the collection (Figure 5.20; Table 5.3). An example of an object that was used in all three subfunctions was the clothing of dolphin fishers. The clothing was necessary for protection against the harsh environmental conditions and was worn throughout each operation when hunting dolphins (Figure 5.24). FIGURE 5.24: Clothing was essential to allow the fishers to carry out the hunting operations (Source: Smithsonian Institution B-3671-M). Processing Subfunctions After the dolphins were captured and brought to the shore, processing would begin. Dolphins were processed for several items such as oil, skin, meat, and sometimes teeth (Angel 97 1981; Cecelski 2000:85; Whisnant 2015:83). The first subfunction for processing was “Beach Processing.” Fishers generally processed dolphins on the beach for necessary objects such as the jaw or blubber to lighten the load for transportation (Kellogg 1927:13; Cecelski 2015:73). The total number of beach processing objects was five and made up 2.73% of the collection (Figure 5.20; Table 5.3). An example of a beach processing object was a knife (Figure 5.25). FIGURE 5.25. Knives were the simplest but most effective processing tools used for beach processing (Smithsonian Institution B-3666-M). Once the necessary objects were processed on the beach, they were transported to a factory for further processing. The next subfunction for processing was “Transportation.” Only one object was found to be used in the transportation subfunction and it made up 0.54% of the collection (Figure 5.20; Table 5.3). According to the oral history record, the Graveyard of the 98 Atlantic Museum has an ox cart in their collection that was the design typically used in the transportation of dolphin objects to the factory (Figure 5.9; Couch 2017 pers. comm). There is uncertainty regarding the ox cart and its use in the fishery. While the historical record and oral histories argue ox carts were used in the transportation of dolphins to the factory, it is unknown whether this particular ox cart was used for this described function and subfunction (Michaux 1894:126-127; Cecelski 2015:72; Couch 2017 pers. comm; Midgett 2017 pers. comm). Ox carts were ubiquitous on Hatteras. According to the Graveyard of the Atlantic Museum, this ox cart was used in the transportation of construction materials (Figure 5.9; Anderson 2018 pers. comm; Riddle 2018 pers. comm). However, it is certainly possible this ox cart could have been used in other areas of object transportation. After the objects were successfully transported, they were then further processed at the factory. The next subfunction for processing was “Factory Processing.” Literature surrounding the factory processing operations was few. This was possibly due to techniques being a trade secret to the Nye Company with only a limited number of people having knowledge of the factory processes. However, Cecelski provides an excellent brief account of how dolphins were processed once they arrived at the factory. He notes: At the dolphin factory on Durant’s Island, another, smaller crew of Hatterasmen processed the catch: they shaved off the blubber from the bodies in strips, minced the blubber, the melon, and the fatty tissues in and around the lower jawbone, and rendered their oils, separately, in kettles or furnaces at a facility called, as on whaling ships, the “try works.” They allowed the blubber oil, at least, to settle in open tanks, then strained the oil and poured it into barrels, ready for market, while they shipped the melon and jawbone to the Nye factory in New Bedford for 99 further refining. Charles H. Stevenson, the U.S. Fish Commission’s leading authority on dolphin products, marveled at the sophistication of the Nyes’ operation. After observing the heating, chilling, filtering, and long settling process that went into the refinement of melon and jawbone oils, he wrote: “The claim is made that there are not half a dozen men in the world who have had the training and experience necessary to separate these delicate oils into their proper classes, and yet a very large part of the reliability of watch and chronometer lubricants lies . . . in the almost instinctive skill of the refiner (Cecelski 2015:73). With that in mind, the total number of objects used in factory processing subfunction was five and made up 2.73% of the collection (Figure 5.20; Table 5.3). An example of an object used in factory processing was a suspected trypot from the Graveyard of the Atlantic Museum (Figure 5.8; Cecelski 2015:73; Riddle pers. comm 2018). As previously mentioned, the Graveyard of the Atlantic Museum’s suspected trypot significantly differs in shape and size compared to trypots used in whaling (Figure 5.17; Bradley 2015:194-195). Distribution Subfunctions Once the objects were processed at the factory, they were then prepared for distribution. The first subfunction established for distribution was “Packaging.” This refers to any finalized product intended for distribution and sale. The total number of objects used for packaging was eight and made up 4% of the collection (Figure 5.20; Table 5.3). An example of an object used for distribution was a bottle of dolphin oil. Dolphin jaw oil was the most valuable product to come out of the factory. The jaw oil’s consistency was excellent for machinery and industrial 100 lubrication (Cecelski 2015:73-74). Figure 5.26 is a perfect example of the jaw oil marketed for machinery and industrial lubrication. This dolphin oil was specifically marketed for lubricating sewing machines and bicycles (Figure 5.26). FIGURE 5.26. Bottle of Nye Dolphin oil used for lubricating sewing machines and bicycle (Image by George Huss and Nathan Richards). After the objects were prepared for packaging, they were either then transported for further processing or to other markets for sale. The next subfunction established was “Transportation.” Unfortunately, there were no objects located that fit the transportation subfunction (Figure 5.20; Table 5.3). While no objects that fit the transportation subfunction were located, Figure 5.20 provides a rare glimpse of the suspected factory and how these objects were transported for distribution. The historical record mentions the factory was located approximately one-mile 101 North of the present-day Hatteras Marlin Club on the Pamlico Sound. It is here where ships, such as schooners, often docked at the factory to load shipments for distribution to markets in cities such as Elizabeth City and New Bern. They would then be transported to markets in cities such as New Bedford, Philadelphia, and Norfolk (Angell 1981; Cecelski 2015:73; Whisnant 2015:83; Couch 2017 pers. comm; Midgett 2017 pers. comm). Unknown In addition to the objects that had a specific function and subfunction, there were several objects that were either unknown or had no relation to the collection (Figure 5.20; Table 5.3). The first subfunction established was “No Relation.” As the label implies, there were a total of three objects that were found to have no relation to the fishery (Figure 5.20). Each of these objects were found while conducting an archaeological survey Hatteras Porpoise Factory sites. An example of an object with no relation to the fishery was a Clorox bottle fragment dated between 1933 and 1936 (Figure 5.27). As previously mentioned, all archaeological data from the surveys were recorded and subject to analysis upon return. After reviewing historical and archaeological records, these objects were determined to have no relation to the fishery. This demonstrates a few things. These objects will not be included in the analysis of the dolphin fishery because they are not related to the fishery in any way. These objects also suggest there was a comingling of other activities with potential dolphin fishing activities. Because of this, there are other parts of the material culture collection that may not correlate with the study and must be considered for exclusion from this study 102 FIGURE 5.27. Clorox bottle fragment dated between 1933 and 1936 (The Clorox Company 2018). The next subfunction established was “Unknown.” There were several objects in the collection that were unable to be dated and/or determined what their intended use was. The total number of objects in the unknown subfunction was seventeen and made up 9.35% of the collection (Figure 5.20; Table 5.3). An example of an object that fit the unknown subfunction was an undetermined animal bone found at the Hatteras Porpoise Factory site (Figure 5.28). The 103 bone was unable to be determined because of it being partially embedded in the soil. Because of the agreement with landowners to not disturb any objects in-situ, this made it impossible to determine. As such, the objects designated in the “Unknown” subfunction will also excluded from the analysis of this study. FIGURE 5.28. Animal bone found at the Hatteras Porpoise Factory site (Image by Author). Temporal Distribution of Objects This last section presents the diachronic analyses on the quantitative data of the collection. It is divided into two parts that looks at the temporal distribution of objects based on manufacture and presence. Manufacture, in this study, refers to the temporal span of objects according to historical and archaeological evidence pertaining to the earliest and latest possible dates of their manufacture. Presence refers to the temporal span of objects according to sources confirming their presence within the fishery. As such, the concepts of terminus ante quem and terminus post 104 quem are appropriate for this section. These concepts refer to the minimum and maximum periods these objects were manufactured or present. The presentation of this data is important as it further contextualizes the artifacts used in this study and their roles within the behavioral chain model. The creation of a line graph based on the temporal distribution of object manufacture is beneficial in providing insight into the technological change of objects in the collection. Schiffer mentions the behavioral chain is useful in illustrating the technological change of objects (Schiffer 2011:33). In addition, the temporal distribution of objects based on presence graph provides insight into objects existing in specific periods for a particular activity. These two parts, therefore, provide temporal visualization of the fishery’s material culture that will complement the objects applicability in the behavioral chain model in the following chapter. Manufacture of Objects Figure 5.29 is a graph outlining the temporal distribution of objects based on manufacture. This graph shows the temporal span of objects according to historical and archaeological evidence pertaining to the earliest and latest possible dates of their manufacture. The graph does not specifically consider the presence of the object within the North Carolina dolphin fisheries. A total of 41.34% of objects had dates of manufacture that were unknown and untraceable (Figure 5.29). This demonstrated that some of them may not have even been related to the fishery. As such, the baseline dates applied to these objects’ terminus ante quem and terminus post quem manufacture periods were between 1790 and 2018 (Figure 5.29). 105 FIGURE 5.29. Line graph depicting the temporal distribution of objects based on manufacture (n=179), (Graph by Author). 106 The reason for this is these dates represent the extent of the study. The year 1790 represents the earliest example of a systematic dolphin fishery at Shell Castle (McGuinn 2000). As such, objects between dated between 1790 and 2018 represent the fact that these objects could not be dated, and therefore could have existed at any point in the span of the study’s temporal period. An example of an object that had an unknown manufacture date was a timber found at the Bight of Hatteras site (Figure 5.21). Regarding the objects’ terminus post quem for manufacturing, Figure 5.29 shows that some of the objects had manufacture dates after the end of the dolphin fishery. An example of an object that continued to be manufactured after the end of the fishery were seine nets (Figure 5.6). The seine nets used in the fishery were typically made of twine, cork, and lead weights (Kellogg 1927:11-13). By 1950, the boom of technological development from World War II greatly contributed to fishing equipment. Synthetic fibers, such as nylon, courlene, and terylene, replaced the previously used natural fibers, such as hemp, cotton, and manila (Robinson 1996:212). Ultimately, this suggests objects, such as seine nets, were reused and possibly employed in other fisheries. Presence of Objects in the Fishery The presence of objects within the collection also provided some interesting results. Figure 5.30 provides a graph on the temporal distribution of objects based on presence. This graph shows the temporal span of objects according to sources confirming their presence within the North Carolina dolphin fisheries. In this graph, the confirmation of these sources is exclusively from historical documentation. 107 FIGURE 5.30. Graph depicting the temporal distribution of objects based on presence (n=44) (Graph by Author). 108 All the objects in this study have terminus ante quem and terminis post quem dates. The total percentage of objects with differing terminus ante quem and terminus post quem dates was 57.55%. Objects, such as the Nye oils and trypot at the Graveyard of the Atlantic Museum, were able to be dated between 1907 to 1929 because of their association with the Nye fishery taking place at Hatteras during that period (Angell 1981; Cecelski 2015; Figure 5.8; Figure 5.18; Figure 5.26). A total of 42.45% of objects, unfortunately, only provided a single date for their presence. The reason for this is largely because most documented objects were dated via photograph dates. While the photographs alone were able to provide a significant amount of detail into the fishery, Figure 5.30 demonstrates the archaeological record only provides fragmentary information of the fishery after 1850. Anything prior to that is only known through historical documentation. While the data presented in Figure 5.30 provides a wealth of information into the presence of objects in the collection, there are a few key points not shown. The identification of these key points not depicted in Figure 5.30 are critical as it will ultimately demonstrate that only certain periods of the dolphin fishery’s existence can yield archaeological analysis. As previously mentioned, the chart demonstrates the archaeological record only provides fragmentary information of the fishery after 1850. Anything prior to that is only known through the historical record. As such, this next section provides the transition from the results gleaned from this chapter to the analysis discussed in the following chapter. 109 Conclusion This chapter provided a review of the data collected from both fieldwork and material culture collections. By identifying and reviewing the data, it provides the opportunity to utilize the material culture of North Carolina’s dolphin fishery in Schiffer’s behavioral chain model. That said, each section of this chapter was important in establishing a foundation for the application of Schiffer’s behavioral chain model (Schiffer 2011:30-34). The description of the collection was necessary as it contextualized the objects that will either be used in, or excluded from, the behavioral chain model. The establishment of a fabrics of the collection was also important for its use in areas such as conjoined elements and outputs within the behavioral chain model. The list of functions and subfunctions for objects was also important for this study because of Schiffer’s emphasis on technology regarding its roles within the activities in the behavioral chain model. Finally, the temporal distribution of objects based on presence and manufacture were beneficial in areas such as forecasting the illustration of technological change and providing insight into objects existing in specific periods for a particular activity (Schiffer 2011:30-34). With all this in mind, the results gleaned from this chapter provided the basis by which the next chapter will be the application of Schiffer’s behavioral chain model to the North Carolina dolphin fishery. Moving forward, the following collections and objects will be used in the analysis section: the Smithsonian Institution, the New Bedford Whaling Museum, the Wildlife Conservation Society, the Graveyard of the Atlantic Museum, and a small number of objects from the Hatteras Porpoise Factory site. 110 CHAPTER SIX: THE APPLICATION OF SCHIFFER’S BEHAVIORAL CHAIN MODEL TO NORTH CAROLINA’S DOLPHIN FISHERY Introduction The behavioral chain model allows archaeologists to infer past activities along with the components associated with those activities (Stier 1975; Meyers 2007:88; Schiffer 2011:33). The behavioral chain model of this chapter will primarily utilize the results gleaned from the dolphin fishery that took place at Hatteras. As such, this chapter uses only the historical and archaeological data with some level of certainty of speculation of connection in the creation of a behavioral chain model. In addition, the incorporation of non-Hatteras and non-North Carolina dolphin fishery examples will be integrated for greater context. Schiffer and several others analyzed their behavioral chain models by identifying and discussing each individual behavioral chain segment (Schiffer 1975; Stier 1975; Meyers 2007; Smith 2010; Schiffer 2011). However, while each of these authors emphasized the spatial aspects within their respective behavioral chain models, they lacked geographic visuals to strengthen their analysis of each individual behavioral chain segment. This chapter incorporates two different approaches regarding how the behavioral chain model and segments will be created and analyzed. In Stier’s analysis of yucca materials at the Antelope House site, he creates a behavioral chain that slightly differs from Schiffer’s original behavioral chain on the Hopi culture’s maize use (Stier 1975:59-60; Schiffer 1975:108). Stier uses a flow chart style to depict the past activities and the components associated with those activities. Schiffer, however, uses a table format to depict past activities and components associated with those activities. Stier’s overall analysis of yucca materials was weak about its function in the activities he mentions. However, her use of a flow chart style behavioral chain model provides a potential use for individual behavioral chain segment analysis. The second approach utilized in this study are the further division of activities based on the additional smaller actions that make up the activities. Until recently, examples of activities in behavioral chain models were somewhat vague. Schiffer defines the activities as “dynamic relationships among the various interacting elements” (Schiffer 1995:58). However, in his behavioral chain model on the Hopi culture, many of his activities can be elaborated on a much smaller level. For example, Schiffer’s activity on ‘Harvest’ focuses on the harvesting of maize. However, there are several smaller level dynamic relationships among the various interacting elements that can be discussed within harvesting such as the act of extracting the maize, identification of ripe maize, or the act of loading the maize within a vessel for transport (Schiffer 1995:58). In this study, the activities will be divided further based on the smaller actions that make them up. An example of this can be seen the activity of “Spying.” While “Spying” is considered the overall activity, there are much smaller actions that make it up such as the raising of a flag or waif by the spy to alarm nearby fishers. The purpose of elaborating on the activities in this manner is to allow for smoother organization when effectively analyzing both individual behavioral chain segments and the behavioral chain model itself. With that in mind, this chapter is divided into two sections. The first section utilizes the Stier flow chart format to depict individual behavioral chain segments of the North Carolina dolphin fishery. Within this section are several maps to help visualize the spatial aspects of these segments along with non-Hatteras and non-North Carolina examples for greater context. The goal of using Stier’s method is to work toward the full 112 behavioral chain model Schiffer depicts. The second section incorporates all the discussed individual behavioral chain segments to create completed behavioral chain as depicted by Schiffer. In addition, a map will accompany this section to effectively display areas of activity pertaining to the dolphin fishery. Behavioral Chain Segments for Activities of the North Carolina Dolphin Fishery As mentioned, Stier’s flow chart is useful in analyzing the individual behavioral chain segments. This section discusses the nine behavioral chain segments that make up the North Carolina dolphin fishery. By focusing on each individual chain segment, it allows for greater analysis into areas such as personnel, material culture, and temporal and spatial considerations. Each of these behavioral chain segments corresponds with the functions discussed in the previous chapter and are more-or-less temporal. That said, the first behavioral chain segment begins with ‘Spying.’ Spying The first behavioral chain segment that made up the North Carolina dolphin fishery was ‘Spying’ (Table 6.1). Spies were utilized not just in Hatteras but throughout various periods and regions of North Carolina (The Commonwealth 1885:4; The Independent 1919:5; Kellogg 1927:12). Depicted in the first behavioral chain segment are three small scale actions related to spying. The first action was the establishment of spies near hunting grounds. Typically, two older dolphin fishermen were the human energy sources carrying out this action (Kellogg 1927:12). The conjoined elements that accompanied this action were the spy camp and spy camp pole (Figures 5.22 & 6.1). The time and frequency of this action was during the hunting season of dolphins 113 which was from November to May and occurred daily (Rollinson 1891; Couch 2017 pers. comm; Midgett 2017 pers. comm). The intersection of this action were additions of the spy camp and spy camp pole (Figures 5.22 & 6.1). Lastly, there were no outputs of this action because waste was not created. TABLE 6.1. Behavioral chain segment on spying (Source: Author). Energy Outputs Conjoined Activity Time and Location Intersections: Sources: Elements Actions: Frequency Additions/ Human/ (Spying) Deletions Nonhuman Typically, Spy camp Spies November Shore of Spy camp and two older and spy established to May and the Bight spy camp pole dolphin camp at locations daily of are added 1,2 fishermen pole1, 2 near hunting Hatteras3 grounds Typically, Spy camp Flag or waif Once Shore of two older pole2 is raised to dolphins the Bight dolphin alarm nearby are sighted. of fishermen fishers. Hatteras3 Spy follows Once parallel to dolphins Spy/ the pod of are sighted Shore of Dolphin dolphins and crew the from the arrives. Bight of shore. Hatteras3 Key: 1. Figure 6.1 2. Figure 5.22 3. Figure 6.2 Pursuit 114 FIGURE 6.1: Spy Camp where older dolphin fishermen would keep watch (Source: New Bedford Whaling Museum) The location of this activity took place at the shore of the Bight of Hatteras (Figure 6.2). This image displays the spatial aspects of the behavioral chain segment on spying. A map was created to visualize of the distance spies could typically see while usually separated four miles apart from each other (The Commonwealth 1885:4). The concept of visual acuity was necessary for the creation of this map. Visual acuity refers to clarity of vision and is dependent on optical and vertical factors (Cline and Hofstetter 1997). In layperson’s terms, visual acuity refers to the viewing distance of how far the average human can see a determined object from a fixed elevation and position. For example, at six feet above sea level, the average human can see five kilometers before the horizon disappears (NOAA Office for Coastal Management 2019; Size Calculator 2019). However, additional variables are taken into consideration depending on the size of the object intended to be perceived In order to calculate the viewing distance of a dolphin fisherman standing at six feet, the following variables were taken; perceived size and physical size. Perceived size refers to the 115 apparent size of an object given available visual cues whereas physical size refers to an objects actual size. In Figure 6.2, perceived size is expressed in arcminutes, physical size is expressed in centimeters, and viewing distance is expressed in meters (Kroon 2012; Size Calculator 2019). With the variables determined and calculated in the Size Calculator application, the average spy at six feet can see a 25cm object with 20/10 vision 429.72m away. In addition, the average spy at six feet can see a 25cm object with 20/20 vision 859.44m away (Tolley et al. 1985). This was necessary as it highlighted the scope of the average spies’ vision. FIGURE 6.2. Map displaying the visual acuity of 25cm dolphin fin of an average dolphin fishermen with both 20/10 and 20/20 vision (Map by Author). 116 The next action within the behavioral chain segment on spying focuses on the alarming of nearby dolphin fishermen (Table 6.1). Like the first action, either of the two older dolphin fishermen would act as the human energy sources when raising the flag or waif (Kellogg 1927:12). The conjoined element in this action is the spy camp flag pole used to raise the flag or waif. The time and frequency of this action took place between November and May and occurred once dolphins were in sight (Rollinson 1891; Kellogg 1927:12). The location also took place at the Bight of Hatteras (Figure 6.2). Finally, this action had neither outputs nor intersections (Table 6.1). The last action within the behavioral chain segment on spying is on the spy following the nearby dolphin pod (Table 6.1). After raising the signal, the spy then follows the dolphin parallel to the shore (The Sun 1912:57; Kellogg 1927:12). The human energy sources are either one of the spies following the dolphins while the crews prepare for pursuit. The non-energy source in this case would be the dolphins swimming. There are no conjoined elements used in this action because it was simply just a spy following the pod and not using any objects. The time and frequency of this action took place during dolphin hunting season and occurred once dolphins were sighted and the crew arrived. The location also took place on the shore of the Bight of Hatteras (Figure 6.2). Lastly, this action had neither outputs nor intersections (Table 6.1). Pursuit Following the behavioral chain segment on spying, the next behavioral chain segment dealt with pursuit. By the time the signal was raised, the fishermen would transport their vessels to the water and begin pursuing a catch (Kellogg 1927:12). 117 Table 6.2. Behavioral chain segment on pursuit (Source: Author). Spying Energy Sources: Outputs Conjoined Activity Time and Location Intersection Human/ Elements Actions: Frequency (Addition/ Nonhuman (Pursuit) Deletion) Dolphin Dory Dory November Bight of Dory boats fishermen/Dolphins boats and boats to May. Hatteras4 and dolphin dolphin pushed Once fishermen fishermen into the clothing are clothing1,2 water added. Dory Fishermen November Bight of boats and row few to May. Hatteras4 Dolphin dolphin hundred Once fishermen/Dolphins fishermen yards until clothing1,2 they are in proximity of dolphins. Dolphin fishermen Dory Fishermen November Bight of Seine nets boats, lace nets to May. Hatteras4 are added dolphin to each Daylight fishermen boat. until dark clothing, and seine nets1,2,3 Key: 1. Figure 6.3 2. Figure 6.4 3. Figure 6.5 4. Figure 6.6 Capture 118 The behavioral chain segment of pursuit is made up of three actions (Table 6.2). The first action is when the dolphin fishermen begin pushing the boats to the water. The human energy sources of this action were the dolphin fishermen crew assigned. The conjoined elements were the dory boats and dolphin fishermen clothing. The time and frequency of this action occurred during dolphin fishing season and happened once the signal was made. The intersections of this action were the additions of dory boats and dolphin fishermen clothing. Lastly, there were no outputs in this action (Table 6.2). FIGURE 6.3. Clothing was essential to allow the fishers to carry out the hunting operations (Source: Wildlife Conservation Society). 119 FIGURE 6.4. A dory boat used in the pursuance of dolphins (Source: Smithsonian Institution B- 3669-M). FIGURE 6.5. Seine net used in the pursuance and capture of dolphins (Source: Smithsonian Institution B-3671-M). 120 FIGURE 6.6. Map depicting the area of activity for where pursuing took place. Dolphins were typically pursued 150 yards from the share (Map by Author). The location of this activity took place at the Bight of Hatteras. Figure 6.7 displays a map detailing the zone where pursuance of dolphins took place. Typically, dolphins were pursued 150 yards from shore. Once the boats were deployed, they remained within a few hundred yards of each (Kellogg 1927:12). This leads into the next action of the behavioral chain segment on pursuit (Table 6.2). The second action within the behavioral chain segment on pursuit is when the dolphin fishermen row a few hundred yards until they are in proximity of the dolphins (Table 6.2). Their goal was to get to a position abreast of them for effective capture (The Sun 1912:57; Kellogg 1927:12). The human energy source in this action were the dolphin fishermen. The nonhuman energy source were the dolphins themselves. Like the previous action, the dory boats and dolphin fishermen clothing are the conjoined elements of this activity (Table 6.2; Figures 6.3-6.5). The 121 time and frequency occurred during the dolphin fishing season and happened once the dolphins were sighted. The location also occurred at the Bight of Hatteras (Figure 6.6). Finally, there were neither inputs nor intersections for this action (Table 6.2). The last action within the behavioral chain segment on pursuit is when the dolphin fishermen were in position and laced their nets (Table 6.2). The fishermen lace their nets to their dory boats and immediately race to their positions (Kellogg 1927:13). The human energy source for this activity are the dolphin fishermen. The conjoined elements of this action are the dory boats, dolphin fishermen clothing, and seine nets (Figures 6.3-6.6). The intersection of this action is the addition of seine nets. The time and frequency took place during dolphin hunting season and occurred from daylight until dark. The location of this action also took place at the Bight of Hatteras. Lastly, there were no outputs for this action (Table 6.2). Capture By the time the nets were laced to the boats, the dolphin fishermen would then engage in the capture of dolphins (Kellogg 1927:13). This next behavioral chain segment focuses on capture and is made up of three actions (Table 6.3). The first was when the dolphin fishermen would begin rowing the laced net dory boats back to shore. The human energy sources of this action were the dolphin fishermen. The conjoined elements were the dolphin fishermen clothing, dory boats, and seine nets. The time and frequency of this action took place during dolphin hunting season and occurred once the dolphins were abreast of the fishermen. The intersection of this action was the deletion of the spy camp and spy camp pole. The dolphin fishermen had the dolphins in sight and were preparing for capture. This ended the spy’s role in the activity. Lastly there were no outputs for this action (Table 6.3). 122 Table 6.3. Behavioral chain segment on Capture (Source: Author). Pursuit Energy Outputs Conjoined Activity Time and Location Intersection Sources: Elements Actions: Frequency (Addition/ Human/ (Capture) Deletion) Nonhuman Dolphin Dolphin Dolphin November Bight of Spy camp fishermen fishermen fishermen to May. Hatteras5 and spy camp clothing, rowing back Once pole are dory boats, to shore. deleted. and seine nets1,2,3 Dolphin Dolphin Dolphins November Bight of fishermen/ fishermen are caught to May. Hatteras5 Dolphins clothing, in seine nets Once dory boats, and swept and seine closer to nets1,2,3 shore. Dolphin Dolphin Dolphins November Shore of fishermen/ fishermen are dragged to May. the Bight Dory boats Dolphins clothing, beyond high Once of are deleted. seine nets, tide mark Hatteras5 Hook with and hook shore stout line is with stout added. line1,2,4 Key: 1. Figure 6.7 2. Figure 6.8 3. Figure 6.9 4. Figure 6.10 5. Figure 6.11 Killing 123 FIGURE 6.7 Clothing was essential to allow the fishers to carry out the hunting operations (Source: Wildlife Conservation Society). FIGURE 6.8. Dory boat used in the capture of dolphins (Source: Wildlife Conservation Society). 124 FIGURE 6.9. Seine net used in the capture of dolphins (Source: Wildlife Conservation Society). FIGURE 6.10. Hook with stout line used in the capture of dolphins (Source: New Bedford Whaling Museum). 125 FIGURE 6.11. Map depicting the capture area of dolphins. Dolphins were captured within 150 yards from shore and brought beyond the high tide mark (Map by Author). The location of this activity also occurred at the Bight of Hatteras. Figure 6.11 displays the area where capture took place. Dolphins were captured approximately 150 yards from shore. They were then placed beyond the high tide mark to prevent them from escaping (Angell 1981). The second action within the behavioral chain segment on capture was when dolphins were caught in seine nets and were eventually being swept to shore (Table 6.3). The dolphin fishermen were the human energy sources and the dolphins were the nonhuman energy sources. The conjoined elements were the dolphin fishermen clothing, dory boats, and seine nets (Figures 6.7-6.9). The time and frequency of this action took place during dolphin hunting season and occurred once dolphins were caught in the net. The location of this activity occurred at the Bight of Hatteras (Figure 6.11). Finally, this action did not have any outputs or intersections (Table 6.3). 126 The last action within the behavioral chain segment on capture was when dolphins were in shallow enough water to be dragged to shore (Table 6.3). The human energy source were the dolphin fishermen and the dolphins were the nonhuman energy source. The conjoined elements were the dolphin fishermen clothing, seine nets, and hook with stout line (Figures 6.7-6.10). The time and frequency of this action took place during dolphin hunting season and occurred once the dolphins were no longer able escape. The location of this action took place on the shore of the Bight of Hatteras (Figure 6.11). The intersections of this action were the deletion of dory boats and the addition of a hook with stout line (Figure 6.10). By the time the dolphins were brought into shallow enough waters, dory boats were no longer needed. The hook with stout line was then used by the dolphin fishers to drag the dolphins further beyond the high tide mark. Another item that was often used instead of hook with stout line was a simple rope looped around the tail of the dolphin (Kellogg 1927:13). Lastly, there were no outputs for this activity (Table 6.3). Killing After the dolphins were successfully captured and brought to shore, they were then prepared for killing. There were two methods in which dolphins were killed. Because of this, there are two individual behavioral chain segments focused on killing. The actions within these behavioral chain segments represent two different decisions of what activity would take place next. The first action of the behavioral chain segment of killing discussed was when the dolphins were immediately killed (Table 6.4). 127 Immediate Kill of Dolphins Behavioral Chain Segment Once the dolphins were beached and hauled beyond the high tide mark, they were usually stabbed in the throats prior to being processed (Kellogg 1927:13). The dolphin fishermen were the human energy sources and the dolphins were the nonhuman energy sources. The conjoined elements of this activity were the dolphin fishermen clothing and knives. The time and frequency took place during dolphin hunting season and occurred once the dolphins were dragged beyond the high tide mark. The intersections of this action were the addition of knives and deletion of the hook with stout line. Lastly, this is the first action where outputs begin appearing. After a dolphin was stabbed in the throat, blood and flesh would then become waste of this activity (Table 6.4). Table 6.4. Behavioral chain segment on killing when dolphins are immediately killed (Source: Author). Capture Energy Outputs Conjoined Activity Time and Location Intersection Sources: Elements Actions: Frequency (Addition/ Human/ (Kill) Deletion) Nonhuman Dolphin Blood, Dolphin Dolphins November Beyond Knives are fishermen/ excess fishermen are to May. high tide added. Hook Dolphins dolphin clothing, killed3 Once mark of the with stout line flesh knives1,2 Shore of the is deleted. Bight of Hatteras4 Key: 1. Figure 6.12 2. Figure 6.13 3. Figure 6.14 4. Figure 6.15 Beach Processing 128 FIGURE 6.12. Dolphin fishermen clothing used to protect fishermen from harsh weather (Source: Smithsonian Institution B-3663-M). FIGURE 6.13. Knife used in the processing of dolphins (Source: Smithsonian Institution B- 3663-M). 129 FIGURE 6.14. Dolphins killed on the beach (Source: Smithsonian Institution B-3661-M). FIGURE 6.15: Map depicting area where dolphins were killed (Map by Author). 130 The location of this activity took place beyond the high tide mark of the shore of the Bight of Hatteras. Figure 6.15 displays the area where killing of dolphins generally took place. After they were captured, they were dragged beyond the high tide mark to prevent them from escaping. In the context of this activity, beyond the high tide mark is where the killing zone took place (Figure 6.15). Suffocation of Dolphins Behavioral Chain Segment The other action that occasionally took place within the behavioral chain segment on killing was when dolphins were left stranded on the beach (Table 6.5). There were often periods where too many dolphins were caught and the factory on the island could not effectively process them. Instead, they were left alive and slowly suffocating on the beach for two or three days to avoid fast decomposition (Kellogg 1927:13). This possibly an attempt to preserve the materials such as the flesh or jaw oil. The nonhuman energy source of this action were the dolphins since they were intentionally left alive on the shore. There were no conjoined elements used in action. The time and frequency took place during dolphin hunting season occurred once they were dragged beyond the high tide mark and when the factory was too full. Like the other action in this behavioral chain segment, the hook with stout line was deleted in the intersection. The location of this activity took place beyond the high tide mark on the shore of the Bight of Hatteras (Figure 6.15; Table 6.5). Finally, the output of this action would sometimes be an entire dolphin. Because the dolphins were left out in the open for two to three days, they were often at risk for being eaten by nearby terrestrial predators. 131 Table 6.5 Behavioral chain segment on killing of dolphins by suffocation (Source: Author). Capture Energy Outputs Conjoined Activity Time and Location Intersection Sources: Elements Actions: Frequency (Addition/ Human/ (Kill) Deletion) Nonhuman Dolphins An entire Dolphins are November Beyond are dolphin left on beach to May. high tide nonhuman sometimes for When mark of energy suffocation5 factory is Shore of sources too full. the Bight of Key: Hatteras1 1. Figure 6.15 Beach Processing In one mention, a journalist notes “for days at a at a time a hog, the proverbial North Carolina razor back, is not visible about Hatteras, but he knows from instinct when a catch of porpoises is made, and like hungry wolves in a Russian forest, these razor backs emerge in great droves from the dense woods and feast upon the carcasses, that is if they have not been hastily gathered up and carted off to the boiling house” (Table 6.1; The Charlotte Democrat 1895:1). Beach Processing The catch of dolphins would eventually be processed on the beach after they were killed (Kellogg 1927:11-13). The reason for processing dolphins on the beach was to allow a lighter load for transportation to the factory. This next behavioral chain segment deals beach processing and is made up of four activities (Table 6.6). 132 Table 6.6. Behavioral chain segment on beach processing (Source: Author). Killing Energy Outputs Conjoined Activity Time and Location Intersection Sources: Elements Actions: Frequency (Addition/ Human/ (Beach Deletion) Nonhuman Processing) Dolphin Excess Dolphin Longitudinal November Beyond fishermen/ dolphin fishermen back hide to May. high tide Dolphins remains clothing, separation Once mark of knives1,2 from tip of Bight of snout to notch Hatteras6 of flukes3 Dolphins Excess Dolphin Hide and fatty November Beyond fishermen/ dolphin fishermen layer removed to May. high tide Dolphins remains clothing, in two places3 Once mark of knives1,2 Bight of Hatteras6 Dolphin Excess Dolphin Longitudinal November Beyond fishermen/ dolphin fishermen upper side hide to May. high tide Dolphins remains clothing, separation4 Once mark of knives1,2 Bight of Hatteras6 Dolphin Excess Dolphin Lower jaws cut November Beyond fishermen/ dolphin fishermen loose from to May. high tide Dolphins. remains clothing, skull5 Once mark of and teeth knives1,2 Bight of Hatteras6 Key: 1. Figure 6.16 2. Figure 6.17 3. Figure 6.18 4. Figure 6.19 5. Figure 6.20 6. Figure 6.21 Transportation to Factory 133 The first action within the behavioral chain segment on beach processing focuses extracting the back of the dolphins hide (Table 6.6). The back hide of the dolphin would be longitudinally separation from the tip of the snout to the notch of the flukes (Kellogg 1927:11- 13). The dolphin fishermen were the human energy sources and the dolphins were the nonhuman energy sources of this activity. The conjoined elements used were the dolphin fishermen clothing and knives. The time and frequency of this activity took place during dolphin hunting season and occurred after the dolphin was killed. There were no intersections within this action. Lastly, the outputs would most likely have been excess dolphin remains such as flesh or blood (Table 6.6). FIGURE 6.16. Dolphin fishermen clothing worn by the fishermen after catching dolphins (Source: Smithsonian Institution B-3664). 134 FIGURE 6.17. Knife used to slice dolphin open (Source: Smithsonian Institution B-3664). FIGURE 6.18. Dolphin hide split longitudinally from tip of snout to notch of flukes for hide and fatty layer removal (Source: Smithsonian Institution B-3662-M). 135 FIGURE 6.19. Dolphin hide split on the upper side (Source: Smithsonian B-3664-M). FIGURE 6.20. Dolphin jaws removed from skull (Source: Smithsonian B-3666-M). 136 The location of this activity was like the location within the behavioral chain segments on killing in that it was beyond the high tide mark of the Bight of Hatteras (Table 6.1-6.2). Figure 6.21 displays the same area where killing of dolphins generally took place. However, in this case, the killing has finished and is now a location for beach processing. As such, this zone is no longer a zone for killing. Instead, the zone beyond the high tide mark is now designated for where beach processing generally took place (Figure 6.21). FIGURE 6.21. Map depicting the area of where beach processing took place (Map by Author). After the back hide was separated, the next action within the behavioral chain segment dealt with the removal of the hide and fatty layers (Tables 6.4-6.6). The human energy sources were the dolphin fishermen and the nonhuman energy sources were the dolphins. The conjoined elements used in this action were dolphin fishermen clothing and knives. The time and frequency took place during dolphin hunting season and occurred once the back hide was separated. The 137 location of this activity took place beyond the high tide mark of the Bight of Hatteras (Figure 6.21). The outputs of this action were generally excess dolphin remains. Finally, there were no intersections within this action (Table 6.6). Shortly after the hide and fatty layers were removed, the next activity to take place in the behavioral chain segment on beach processing dealt with the separation of the second hide (Table 6.2). After the first hide is separated from the dolphin, it is rolled over and then the upper side hide is longitudinally separated (Kellogg 1927:11-13). The human energy sources are the dolphin fishermen and the nonhuman energy sources are they dolphins. The conjoined elements of this activity are the dolphin fishermen clothing and knives. The time and frequency took place during dolphin hunting season and occurred once the hide and fatty layers were removed. The location of this activity took place beyond the high tide mark of the Bight of Hatteras. The outputs were also excess dolphin remains. Lastly, there were no intersections within this action (Table 6.6). The last action to take place within the behavioral chain segment on beach processing was when the lower jaws were cut loose from the skull (Table 6.6). As noted, the oil within the jaws were considered the most valuable part of the dolphin because of its fine consistency for lubrication (Cecelski 2015:49). The human energy sources were the dolphin fishermen and the nonhuman energy sources were the dolphins. The conjoined elements of this action were the dolphin fishermen clothing and knives. The time and frequency took place during dolphin hunting season and occurred beyond the high tide mark of the Bight of Hatteras. The outputs of this action were excess dolphin remains and teeth. Dolphin teeth often littered the shores of the Bight of Hatteras (Gray and Lyons 1978; Cecelski 2015:74). Lastly, there were no intersections within this action (Table 6.6). 138 Transportation to Factory Once all the materials were extracted from the dolphins, they were then prepared for transportation. The next behavioral chain segment focuses on transportation to the factory and is comprised of two actions (Table 6.7). Table 6.7. Behavioral chain segment on transportation to factory (Source: Author). Beach Processing Energy Outputs Conjoined Activity Time and Location Intersection Sources: Elements Actions: Frequency (Addition/ Human/ (Transportation Deletion) Nonhuman to Factory) Dolphin Dolphin Dolphin objects November Beyond Ox cart is fishermen fishermen loaded onto to May. the high added. clothing, cart. Once tide mark Knives are ox cart1,2 of the deleted Bight of Hatteras Dolphin Dolphin Dolphin objects November From the fishermen/ fishermen are transported to May. shore of sometimes clothing, to factory Once the Bight horses ox cart1,2 of Hatteras to the Hatteras Porpoise Factory3 Key: 1. Figure 6.22 2. Figure 5.9 3. Figure 6.23 Factory Processing 139 The first action dealt with the loading of dolphin materials onto an ox cart. The human energy sources for this action were the dolphin fishermen. The conjoined elements used were the dolphin fishermen clothing and ox cart. The time and frequency took place during dolphin hunting season and occurred once the items were processed and gathered. The intersections of this action were the addition of the ox cart and the deletion of knives. Lastly, there were no outputs for this action (Table 6.7). FIGURE 6.22. Dolphin fishermen clothing worn to protect fishermen from elements (Smithsonian B-3664-M). The location of this activity also took place beyond the high tide mark of the Bight of Hatteras (Table 6.7). Figure 6.23 displays the location of where the ox cart would be located. It then depicts a nine-kilometer path of where the ox cart would go to reach the factory. Interestingly, the map also shows that watercraft would have been necessary for transporting the dolphins to the factory. Unfortunately, no information was found on watercraft used to transport dolphin products to the factory. (Figure 6.23). 140 FIGURE 6.23. Possible transportation route taken from the spy camp to the factory (Map by Author). The second action within the behavioral chain on the transportation to the factory was when the dolphin materials were carted off to the factory (Table 6.7). The human energy sources were the dolphin fishermen. Interestingly, horses may have been used as a non-human energy source according to some sources (Gray and Umphlett 1978; Cecelski 2015:70-71). The conjoined elements were the dolphin fishermen clothing and ox cart. The time and frequency during dolphin hunting season and occurred after the items were loaded onto the cart. The location of this activity took place from the shore of the Bight of Hatteras to the Hatteras Porpoise Factory (Figure 6.23). Lastly, there were no outputs or intersections for this action (Table 6.7). 141 Factory Processing Once the dolphin materials were successfully transported to the factory, they were then prepared for the complex factory processing. As discussed in the previous chapter, the exact operations surrounding how the dolphin remains were processed are unknown. However, some of the historical references provide a glimpse into how the dolphin materials were processed (The Charlotte Democrat 1895:1). These next behavioral chain segments focus on the goods associated with the factory processes of dolphin remains. This includes the hides, blubber, and bones. What separates this section from the previously discussed behavioral chain segments is each product requires its own behavioral chain segment because they are not done with an established chronological order. That said, the first discussed behavioral chain segment on the factory process deals with the preparation of the hides and is made up of four actions (Table 6.8). Dolphin Hide Factory Processing Behavioral Chain Segment The first action taken for the behavioral chain segment on factory processing for hides focus on the soaking of hides (Table 6.8). The hides were soaked in large reservoirs for curing (The Charlotte Democrat 1895:1; Cecelski 2015:73). The chemicals used in soaking these hides are unknown. However, compared to typical curing techniques used on other animal hides, these could include chemicals such as sodium sulfide, calcium hydroxide, unsaturated fish oil, and much more (Covington 1997). The human energy sources of this action were the factory workers and the nonhuman energy source was a heating element (Table 6.8). The conjoined element used in this action was possibly the suspected trypot. Given that the suspected trypot’s absolute function has not been 142 determined, it is possible that it may have been used as a reservoir for soaking hides. The time and frequency for this action was determined by the factory workers when the hides were ready for removal from the reservoirs. The intersection was the addition of the suspected trypot. Lastly there were no outputs for this action (Table 6.8). Table 6.8. Behavioral chain segment on factory processing for hides (Source: Author). Transportation to Factory Energy Outputs Conjoined Activity Actions Time and Location Intersection Sources: Elements (Factory Frequency (Addition/ Human/ Processing for Deletion) Nonhuman Hides) Factory Possibly the Hides are soaked Time Hatteras Suspected workers/ suspected in large deemed Porpoise trypot Heating trypot1 reservoirs. by factory Factory3, possibly element workers. 4 added. Factory Industrial Hides are Once Hatteras Suspected workers/ machinery removed and Porpoise Trypot is Machine placed on Factory3, deleted splitting 4 machine. Factory Knives or Blubber is Twice Hatteras workers cutting shaved evenly shaved Porpoise devices2 Factory3, 4 Factory Factory Hides spread on ~Three workers floor2 floor and salted days Hatteras Porpoise Factory3, 4 Key: 1. Figure 5.8 2. Figure 4.7 3. Figure 6.24 4. Figure 6.25 Packaging 143 After the hides were soaked for a sufficient amount of time, they were then removed from the reservoirs and placed on splitting machine (The Charlotte Democrat 1895:1; Cecelski 2015:73). The human energy sources were the factory workers and the nonhuman energy source was a machine used for splitting. The conjoined elements are largely unknown. However, industrial machinery was most likely used for this action. The time and frequency of this action was once. The intersection was the deletion of the suspected trypot if it was potentially used as the reservoir. Lastly, there were no outputs for this action (Table 6.4). Once the hides were put through the splitting machine, they were then shaved for any remaining blubber (The Charlotte Democrat 1895:1; Cecelski 2015:73). The human energy sources were the factory workers. While it is not explicitly said, the conjoined elements were most likely knives or cutting devices to shave off the blubber. The time and frequency of this action was twice. Lastly, there were no outputs or intersections for this action (Table 6.4). The final action of the behavioral chain segment on the factory processing of dolphin hides dealt with salting the hide (The Charlotte Democrat 1895:1; Tar Heel 1909:4; Cecelski 2015:73). The salting of animal hides is a typical process used in the preparation of tanning for leather (Covington 1997:117-118). The human energy source were the factory workers. The conjoined element used in this action was the factory floor. The time and frequency of this action was usually three days. Lastly, there were no outputs or intersections for this action (Table 6.4). In addition to the activity, actions and the components, the location of these actions took place at the Hatteras Porpoise Factory (Figure 4.7; Table 6.4). Regarding the spatial aspects of these actions, two maps were created for effective visualization. Figure 6.24 displays a georeferenced map of the 1923 aerial photograph. The georectification of oblique images is not something that is normally done because of too many sources of distortion. It is recommended 144 orthographic sources are georectified onto other orthographic sources. However, there was only a minimum level of inaccuracy. With this level of inaccuracy in mind, the aerial photograph was georectified at five points. Measurements were taken of each point to generate an average margin of error at 91.54 meters. This average was then taken to create a buffer of the potential location of where the remnants of the Hatteras Porpoise Factory are (Figure 6.25). FIGURE 6.24. Georeferenced map with an average 91.54 meter margin of error (Map by Author). 145 FIGURE 6.25. Georeferenced map showing the potential location of the Hatteras Porpoise Factory (Map by Author). The buffer depicted in Figure 6.25 shows the potential location of where the Hatteras Porpoise factory once was. Interestingly, a portion of this area was surveyed for this study (Figure 6.26). Several artifacts such as coal and tar were found within the buffer zone of where 146 the factory may have been. The main reason for why the rest of the area was not surveyed was due to not receiving permission from landowners. However, it is likely more artifacts could be found if a permission was granted and a swim survey was conducted. FIGURE 6.26. List of artifact types found within the buffer zone of the Hatteras Porpoise Factory site (Source: Author). 147 Dolphin Blubber Factory Processing Behavioral Chain Segment Another product that is processed at the factory is dolphin blubber. Dolphin blubber was processed into a much lower grade of lubricating oil compared to the oil rendered from the jaw. The next behavioral chain segment on factory processing deals with dolphin blubber and is made up of three actions. The first action was when the blubber was chopped and minced. This was to allow for faster boiling (Table 6.9; The Charlotte Democrat 1895:1; The Charlotte Observer 1896:4; Cecelski 2015:73). Table 6.9. Behavioral chain segment on factory processing of dolphin blubber (Source: Author). Transportation to Factory Energy Outputs Conjoined Activity Actions Time and Location Intersection Sources: Elements (Factory Frequency (Addition/ Human/ Processing for Deletion) Nonhuman Blubber) Factory Knives or Blubber is Once Hatteras workers cutting chopped and Porpoise devices minced Factory2, 3 Factory Possibly Blubber is Once Hatteras Addition of workers/ suspected placed in kettle Porpoise suspected Heat trypot1 or furnace and Factory2, trypot element boiled into oil 3 Factory Possibly Oil is strained Once Hatteras workers suspected Porpoise trypot1 Factory2, 3 Key: 1. Figure 5.8 2. Figure 6.24 3. Figure 6.25 Packaging 148 The human energy sources of this action were the factory workers (Table 6.9). The conjoined elements were knives or other cutting devices. The time and frequency of this action occurred once. The location of this action took place at the Hatteras Porpoise Factory (Figures 6.24-6.25). Lastly there were no outputs or intersections in this action (Table 6.9). After the blubber was chopped and minced, it was then placed into a kettle or furnace for boiling (The Charlotte Democrat 1895:1; The Charlotte Observer 1896:4; Cecelski 2015:73). The next action within the dolphin blubber factory processing behavioral chain segment was the boiling of dolphin blubber (Table 6.9). The human energy source was the factory workers and the nonhuman energy source was a heating element. The conjoined element of this action was possibly the suspected trypot. The time and frequency of this action occurred once. The location of this action took place at the Hatteras Porpoise Factory (Figures 6.24-6.25). The intersection in this case is the addition of the suspected trypot. Lastly, there were no outputs in this action (Table 6.9). The last action that took place in the behavioral chain segment of the factory processing of dolphin blubber was when the oil was strained (Table 6.9). The purpose of straining the oil was to refine any impurities within it. The human energy source of this action was the factory workers. The conjoined element of this action was most likely the suspected trypot. The reason for this is because of the likelihood of there being a false bottom for the suspected trypot (Figure 5.8). Having a false bottom would have allowed for a strainer to be placed inside the suspected trypot. The time and frequency of this action occurred once. The location of this action took place at the Hatteras Porpoise Factory (Figures 6.24-6.25). Lastly, there were no intersections or outputs (Table 6.9). 149 Dolphin Bone Factory Processing Behavioral Chain Segment As seen through the previous behavioral chains, much of the dolphin was used for processing. The dolphin bones were also a valuable material. Dolphin bones were an excellent source for fertilizer (The Charlotte Democrat 1895:1; The Charlotte Observer 1896:4; Cecelski 2015:73). The last factory processing behavioral chain segment dealt with the processing of dolphin bones and is made up of two actions (Table 6.10). Table 6.10. Behavioral chain segment of factory processing of dolphin bones (Source: Author). Transportation to Factory Energy Outputs Conjoined Activity Actions Time and Location Intersection Sources: Elements (Factory Frequency (Addition/ Human/ Processing for Deletion) Nonhuman Bones) Factory Industrial Bones go Once Hatteras workers machinery through steamer Porpoise Factory1, 2 Factory Industrial Cleaned bones Once Hatteras workers machinery are grounded in a Porpoise bone miller Factory1, 2 Key: 1. Figure 6.24 2. Figure 6.25 Packaging 150 The first action that took place within the behavioral chain segment of factory processing for dolphin bones was steaming (Table 6.10). Steaming was a necessary process to clean the bones of any leftover flesh (The Charlotte Democrat 1895:1; The Charlotte Observer 1896:4; Cecelski 2015:73). The human energy source of this action were the factory workers. The conjoined elements were unknown industrial machinery. Unfortunately, the historical record does not go into detail of the equipment used for the steaming of dolphin bones. The time and frequency of this occurred once. The location of this action took place at the Hatteras Porpoise Factory. Lastly, there were no intersections or outputs for this action (Table 6.10). Following the steaming of bones, the second action that took place was the grounding of bones in a bone miller (Table 6.10). As mentioned, dolphin bone meal was considered an excellent source for fertilizer (The Charlotte Democrat 1895:1; The Charlotte Observer 1896:4; Cecelski 2015:73). The human energy source of this action were the factory workers. The conjoined elements were also unknown industrial machinery. Packaging After all the dolphin materials went through the complex factory process, they were then prepared for packaging. Like the behavioral chain segments on factory processing, packaging will have its own behavioral chain segments based on the processed products (Table 6.8-6.10). As such, the first behavioral chain segment for this section deals with the packaging of dolphin hides and is made up of one action (Table 6.11). 151 Table 6.11: Behavioral chain of packaging of dolphin hides (Source: Author). Factory Processing Energy Outputs Conjoined Activity Actions Time and Location Intersection Sources: Elements (Packaging for Frequency (Addition/ Human/ Hides) Deletion) Nonhuman Factory Large Placing cured Once Hatteras Unknown workers boxes hides in boxes Porpoise boxes Factory1 added Key: 1. Figure 6.25 Shipping Transportation Dolphin Hide Packaging Behavioral Chain Segment Once the hides were finished being cured with salt, they were then carefully packaged in large boxes for shipping (The Charlotte Democrat 1895:1; Cecelski 2015:75). The human energy source were the factory workers. The conjoined elements for this action were large boxes. It is likely that the boxes used for packaging were made using a material like cardboard because objects such as refined dolphin jaw oil bottles were placed in cardboard packing (Figure 5.7). The time and frequency of this action occurred once. The location of this action took place at the Hatteras Porpoise Factory (Figure 6.25). The intersection in this case was the addition of large boxes. Lastly, there were no outputs in this action (Table 6.11). 152 Dolphin Blubber Oil Packaging Behavioral Chain Segment By time the dolphin blubber was boiled and strained, it would then be prepared for packaging (The Charlotte Democrat 1895:1; Cecelski 2015:73). This next behavioral chain segment deals with the packaging of dolphin blubber oil and is made up of one action (Table 6.8). The human energy source was the factory workers. The conjoined elements of this action were barrels. Interestingly, while surveying the Hatteras Porpoise Factory site, barrel hoop fragments were found located (Figure 6.27). It is possible that these particular barrel hoop fragments may have been used at the factory for packaging of dolphin oil. The time and frequency of this action occurred once. The location of this action took place at the Hatteras Porpoise Factory. The intersection in this case was the addition of barrels. Lastly, there were no outputs for this action (Table 6.12). Table 6.12 Behavioral chain segment of packaging of dolphin blubber oil (Source: Author). Factory Processing Energy Outputs Conjoined Activity Actions Time and Location Intersection Sources: Elements (Packaging for Frequency (Addition/ Human/ Dolphin Blubber Deletion) Nonhuman Oil) Factory Barrel1 Oil is poured Once Hatteras Barrels are workers into barrels Porpoise added Factory2 Key: 1. Figure 6.27 2. Figure 6.25 Shipping Transportation 153 FIGURE 6.27. Barrel hoop fragments found at the Hatteras Porpoise Factory site (Source: Author). Dolphin Bone Meal Packaging Behavioral Chain Segment Once the dolphin bones were grounded and made into bone meal, it was then prepared for packaging (The Charlotte Democrat 1895:1; The Charlotte Observer 1896:4; Cecelski 2015:75). This next behavioral chain segment deals with the packaging of dolphin bone meal and is made up of one action (Table 6.13). The human energy source was the factory workers. The conjoined elements were sacks that were filled with bone meal. The time and frequency of this action occurred once. The location of this action took place at the Hatteras Porpoise Factory. The intersection in this case is the addition of sacks. Lastly, there were no outputs for this action (Table 6.13). 154 Table 6.13. Behavioral chain segment of packaging of dolphin bone meal (Source: Author). Factory Processing Energy Outputs Conjoined Activity Actions Time and Location Intersection Sources: Elements (Packaging for Frequency (Addition/ Human/ Dolphin Bone Deletion) Nonhuman Meal) Factory Sacks Bone meal is Once Hatteras Sacks are workers poured into a Porpoise added sack. Factory1 Key: 1. Figure 6.25 Shipping Transportation Dolphin Jaw Packaging Behavioral Chain Segment Interestingly, dolphin jaws were not processed at the factory. Instead they were packaged and sent for processing at Nye’s refining factory. This was likely since the jaws were considered the most valuable piece of the dolphin and required more oversight and technique when processing them for the oil (The Charlotte Observer 1896:4; The Sun 1912:57 Cecelski 2015:73). This last behavioral chain segment of packaging focuses on dolphin jaw bones and is made up of one action (Table 6.14). 155 Table 6.14. Behavioral chain segment of packaging of dolphin jaw bone (Source: Author). Factory Processing Energy Outputs Conjoined Activity Actions Time and Location Intersection Sources: Elements (Packaging for Frequency (Addition/ Human/ Dolphin Jaw Deletion) Nonhuman Bone) Factory Unknown Jaws are placed Once Hatteras Boxes or workers possibly in packaging Porpoise barrels are boxes or Factory1 added barrels Key: 1. Figure 6.25 Shipping Transportation The human energy source were the factory workers (Table 6.14). The conjoined elements of this action are unknown. However, cardboard boxes or barrels were most likely used to package the jaw bones. The time and frequency of this action occurred once. The location of this action took place at the Hatteras Porpoise Factory. The intersection in this case would be the addition of boxes or barrels. Lastly, there were no outputs for this action (Table 6.14). Shipping Transportation Once all the processed materials were packaged, they were then ready to be transported for further processing in the North or distributed to surrounding markets (The Charlotte Democrat 1895:1; The Charlotte Observer 1896:4; The Sun 1912:57; Cecelski 2015:75). The location of 156 the Hatteras Porpoise Factory along the Pamlico Sound was extremely beneficial as it allowed for ships, such as schooners, to quickly come in and out with goods (Figure 6.25; Angell 1981; Cecelski 2015; Couch 2017 pers. comm; Midgett 2017 pers. comm). That said, this last behavioral chain segment discusses the shipping transportation activity and is made up of two actions (Table 6.15). Table 6.15. Behavioral chain segment on shipping transportation (Source: Author). Packaging Energy Outputs Conjoined Activity Actions Time and Location Intersection Sources: Elements (Shipping Frequency (Addition/ Human/ Transportation) Deletion) Nonhuman Factory Ships, Packaged goods Once Hatteras Ships workers, possibly are loaded onto Porpoise added possibly schooners ship Factory1 ship workers Ship Ships, Package goods Once See workers possibly are transported Figure schooners 6.272 Key: 1. Figure 6.25 2. Figure 6.27 The first action was when the packaged goods were loaded onto the ship (Table 6.15). The human energy source of this activity were the factory workers. The ship workers may have joined in to speed up the process. The conjoined element in this action were the ships used to transport goods. Schooners, on occasion, are mentioned as the ships that would generally stop at the factory for picking up and dropping off goods (Angell 1981). The time and frequency of this action occurred once. The location of this action took place at the Hatteras Porpoise Factory. The 157 intersection in this case was the addition of ships as the transportation vessels. Lastly, there were no outputs for this action (Table 6.15). FIGURE 6.28. Map depicting areas where dolphin products would go (Map by Author). 158 The second action that took place in the behavioral chain segment on shipping transportation was when the packaged goods were transported (Table 6.15). The packaged goods were transported for either further processing, such as refining or tanning, or sold directly to nearby markets (The Charlotte Democrat 1895:1; The Charlotte Observer 1896:4; The Sun 1912:57; Cecelski 2015:75). The human energy source were the ship workers. Like the previous action, the conjoined element were the ships used to transport these goods. The time and frequency of this action occurred once. Lastly, there were no outputs or intersections (Table 6.15). The location of this action occurred throughout North Carolina. Figure 6.28 displays the where merchant vessels would take packaged dolphin goods. If the packaged goods were objects that required further processing such as tanning or refining, they would go up North to cities such as New Bedford and Philadelphia. If they were packaged goods that were to be sold onto the market, they usually went to surrounding coastal cities, such as Elizabeth City and New Bern, but also could have gone up to Northern markets (Figure 6.28; The Sun 1912:57; Angell 1981; Whisnant and Whisnant 2015:83). Behavioral Chain Model of the North Carolina Dolphin Fishery at Hatteras As displayed and discussed in each individual behavioral chain segment, the North Carolina dolphin fishery is made up of several dynamic activities and actions. This next section incorporates the aforementioned behavioral chain segments into a comprehensive behavioral chain model. Before discussing the overall behavioral chain model, a flow model was created to help further contextualize the flow of activities within the North Carolina (Figure 6.29). Schiffer argues “both flow models and behavioral chains aid in identifying changes in a technology’s 159 activities and organization. Any change deemed significant can become the starting point for research to uncover the causes” (Schiffer 2011:34). These changes are evident in many of the actions previously discussed seen in all tables presented in this thesis. That said, Figure 6.28 provides a generalized flow chart of the activities within the North Carolina dolphin fishery. The creation of a flow chart provided the necessary foundation to better understanding the flow of activities within the behavioral chain model (Figure 6.29). Table 6.16 displays the Schiffer organized behavioral chain model of North Carolina’s dolphin fishery. Compared to the organization of the previous behavioral chain model segments that used cited examples, Table 6.16’s ‘Key’ will refer to each previously discussed segment. After combining each individual behavioral chain segment into the behavioral chain model, several things are evident of the North Carolina dolphin fishery at Hatteras (Tables 6.1- 6.15). The human energy sources of the fishery were entirely men (Table 6.16). In some mentions from the historical record, men were always the first to take a job with the fishery for primarily because of their familiarity with fishing and experience on local waters (Angell 1981; Cecelski 2015:68). The nonhuman energy sources were a combination of industrial machinery and animals. Interestingly, within many other behavioral chain model examples, animals were not at all applied, despite Schiffer mentioning animals as potential externs within behavioral chain models (Schiffer 1995; Meyers 2007; Smith 2010; Schiffer 2011:192). The conjoined elements used within hunting the North Carolina dolphin fishery at Hatteras were simple yet effective (Table 6.16). The objects employed in hunting strongly resembled the objects used among other dolphin fishing cultures such as Japan and Panama (Hiraguchi 1993; Porcasi and Fujita 2000; Cecelski 2015; Cooke et al. 2015). 160 Spying Pursuit Capture Killing Killing (Stabbing) (Suffocation) Beach Processing Transportation to Factory Factory Processing Factory Processing Factory Processing Bones Hides Blubber Packaging Packaging Packaging Packaging Bones Hides Jaws Blubber Shipping Transportation FIGURE 6.29. General flow chart of the activities within the North Carolina dolphin fishery (Source: Author). 161 Table 6.16. Behavioral chain model on the North Carolina dolphin fishery (Source: Author). Activity Energy Source Conjoined Time and Location Outputs Intersections (Human/ Elements Frequency (Additions/ Non-Human) Deletions) Spying Two older Spy camp and November to Bight of Spy camp and dolphin spy camp pole1 May and Hatteras1 spy camp pole fishermen/ daily1 are added1 Dolphins1 Pursuit Dolphin Dory boats, November to Bight of Dory boats, fishermen/ dolphin May and Hatteras2 dolphin Dolphins2 fishermen daily2 fishermen clothing, and clothing, and seine nets2 seine nets are added2 Capture Dolphin Dory boats, November to Shore of and Hook with stout fishermen/ dolphin May and Bight of line/ Dolphins3 fishermen daily3 Hatteras3 Dory boats, spy clothing, seine camp and, spy nets, and hook camp pole3 with stout line3 Kill Dolphin Dolphin November to Beyond high Knives/ fishermen/ fishermen May and tide mark of Hook with stout Dolphins4,5 clothing, daily4,5 Shore of the line4,5 knives4,5 Bight of Hatteras4,5 Beach Processing Dolphin Dolphin November to Beyond high Excess fishermen/ fishermen May and tide mark of dolphin Dolphins6 clothing, daily6 Shore of the remains, knives6 Bight of teeth6 Hatteras6 Transportation to Dolphin Dolphin November to From shore Ox cart/ Factory fishermen/ fishermen May and of the Bight Knives7 Sometimes clothing, ox daily7 of Hatteras horses7 cart7 to the Factory7 Factory Processing Factory Knives or Varies Hatteras Suspected workers/ cutting devices, depending on Porpoise trypot/ Heating possibly object8,9,10 Factory8,9,10 Suspected element, suspected trypot8,9,10 machinery8,9,10 trypot, industrial machinery8,9,10 Packaging Factory Boxes, barrels, Once11,12, Hatteras Boxes, barrels, workers11, and 13,14 Porpoise sacks/11,12,13,14 12,13,14 sacks11,12,13,14 Factory 11,12,13,14 Shipping Factory Ships15 Once15 Hatteras Ships/15 Transportation workers, Porpoise possibly ship Factory and workers15 other areas15 Key: 1. Table 6.1 2. Table 6.2 3. Table 6.3 4. Table 6.4 5. Table 6.5 6. Table 6.6 7. Table 6.7 8. Table 6.8 9. Table 6.9 10. Table 6.10 11. Table 6.11 12. Table 6.12 13. Table 6.13 14. Table 6.14 15. Table 6.15 162 The conjoined elements used in processing, however, were much different. Aside from a suspected trypot, much of the technology used in factory processing is largely unknown. What is known is the conjoined elements used in processing were highly industrial with complex functions such as cutting, chilling, straining, and heating (Table 6.16). The time and frequency within the North Carolina dolphin fishery at Hatteras took place from November to May and many of its activities occurred either once or daily (Table 6.16). The primary reason the dolphin fishery at Hatteras took place from November to May was supposedly due to large numbers migrating due to favorable feedings (Angell 1981). Another possible reason was due to early nineteenth century ship refrigeration techniques. Many examples from the oral historical record mention the pungent odor that came from dolphins (Burrus and Garrity-Blake 2004; Couch 2017 pers. comm.; Midgett 2017 pers. comm.). Combine the products coming out of the factory with the summer heat would most likely create smell worse than previously mentioned. The outputs of the behavioral chain model were surprisingly small (Table 6.16). Out of all the activities mentioned, the beach processing activity was the only one to have outputs. The reason for this was largely because almost everything from the dolphin was processed into a product (Gray and Lyons 1978; Cecelski 2015:74-75). The only objects that reached an output were excess dolphin remains and teeth (Table 6.16). However, teeth may have also been collected to create cuff links (Cecelski 2015:75). Lastly, the location of the Hatteras dolphin fishery occurred in several areas as displayed in the previous maps (Figures 6.1-6.28). 163 Conclusion This chapter, organized based on Stier and Schiffer’s behavioral chain models, provided by which to evaluate the interrelations between behavioral and spatial-material aspects of activity performance with reference to the life history of the North Carolina dolphin fishery at Hatteras. While the overall dolphin fishery of North Carolina could not be discussed in its entirety, the analysis of the Hatteras dolphin fishery provided some fascinating insights into the complexity of fishery. This next chapter addresses the research questions posed at the introduction of this study, reveal insights and conclusions, considers the limitations of the study, and offers directions for further research. 164 CHAPTER SEVEN: CONCLUSION Introduction The investigation of material culture, oral historical record, and archaeological sites related to the North Carolina dolphin fishery supports the historical record suggesting the prominent area for dolphin hunting in North Carolina took place at Hatteras. Extensive historical and archival research demonstrates the fishery was heavily influenced by Northern capitalists. This last chapter synthesizes the previous chapters and addresses the questions posed in the first chapter. It discusses the limitations and potential avenues for future research. Observations While the goal of this thesis was to attempt to identify and understand North Carolina’s dolphin fishery, this study is still incomplete. Several possibilities such as unknown historical documents, new artifacts turning up unexpectedly, and information from additional descendants could contribute significantly, and possibly change the current knowledge of North Carolina’s dolphin fishery. Applying Schiffer’s behavioral chain model to North Carolina’s dolphin fishery allowed for several insights to be made along with providing the opportunity for future researchers to apply this framework into various areas of maritime archaeology. The application of Schiffer’s behavioral chain model to North Carolina’s dolphin fishery was useful in answering this research’s primary question “How did technology, economics, and culture affect the North dolphin fishery?” Overall, each of those three areas played critical roles in the operations surrounding the fishery. The technology used in hunting was simple yet effective. As discussed, the primary technology used in hunting included objects such as seine nets, knives, and dory boats. While they were simplistic by design, it was the coordinated efforts of the fishermen that made the technology effective. Comparatively, the technology used in processing was much more complex and likely required specialized training to create products such as oil and hides. There was surprisingly little technological change found within the artifacts of the Hatteras dolphin fishery’s life history. The historical record suggests economics were the main driving force in the North Carolina dolphin fishery at Hatteras. The products made from dolphins, notably the jaw oil, were valuable to Northern and surrounding markets (Angell 1981; Cecelski 2015:74; Whisnant 2015:83-84). However, discussing the role of economics within this study was difficult. This was due to the presence of little to no sufficient statistical information on commodity prices or catch data to accurately examine the possible rise and fall of markets. Finally, the very culture of the dolphin fishery is an area worth an additional anthropological study. Throughout much of the historical, archival and oral historical record, culture differed somewhat compared to other fisheries such as the whaling fishery. Contrary to the romanticism surrounding whaling, the dolphin fishery was not well liked by many of its fishermen. In one mention by Ernie Foster, a descendant of dolphin fishermen Ernal Foster, “My father knew that it was a job, but he didn’t like it because when they’d stick the dolphins they’d squeal” (Cecelski 2015). While the fishery itself was not well liked by many of its fishermen, the strategic coordination used by the fishermen to catch dolphins provided fascinating insights. In much of the historical record, many argue that dolphins were intelligent creatures and required fishermen to use effective techniques to catch them (Cape May Wave 1884:3; Cecelski 2015:76; Couch 2017 pers. comm; Midgett 2017 pers. comm). Schiffer’s behavioral chain model was beneficial in visualizing the organization, processes, and culture of the fishery. 166 In addition to answering this research’s primary question, Schiffer’s behavioral chain model was useful in answering some of the mentioned secondary questions. As mentioned, technology and technological change were the driving focuses of this research. However, technological change studies did not shed light on North Carolina’s dolphin fishery at Hatteras given there was no evident technological change. The behavioral chain model was able to somewhat successfully visualize and demonstrate various objects used in the dolphin fishery at Hatteras and their roles within various activities. If applied to additional areas and periods of the North Carolina dolphin fishery, it is possible that technological change could shed light on the technology utilized within the fishery. While technology and technological change studies guided this research, a few questions involving the role of geospatial and material cultural analysis were also answered. Firstly, geospatial and material culture analysis provided a great deal of information into the activities that took place within the North Carolina dolphin. While this research was only able to specifically address the fishery at Hatteras, it was able to provide visuals of the locations of dolphin harvesting. It is also evident that within the Hatteras fishery, it was solely a shore-based dolphin fishery. It is possible that it could have occurred in deep-sea regions of North Carolina. However, the relatively shallow environment of the area in the Bight of Hatteras was an ultimate influencing factor in staying with shore-based hunting. Material culture analysis of North Carolina’s dolphin fishery artifacts also suggested patterns of object use that are like that of other US-based and global dolphin fishery cultures. Studies surrounding the technology employed in dolphin fisheries elsewhere are limited. However, there a several cases of the technology employed in other dolphin fisheries that show striking similarities to that of the North Carolina dolphin fishery. Perhaps the best modern 167 example comes from Japan at the Taiji dolphin fishery. A comprehensive study on the dolphin fishery at Taiji has not been undertaken. However, films such as The Cove (2009), the technique of using boats and netting for capture is evident. Last, geospatial analysis of North Carolina’s dolphin fishery was beneficial in illuminating environmental patterns that are similar patterns located outside of North Carolina. As demonstrated in various areas where dolphin hunting either takes place or once took place, the environment for dolphin hunting generally occurred in shallow cove-like areas or near beaches. These environments essentially acted as trapping agents or ‘externs’ for the fishermen. Additional research will be needed to further identify other environments where dolphin hunting once took place. Limitations Throughout this research, a few limitations were evident. The goal of this research was to analyze the material culture of North Carolina’s dolphin fishery in its entirety. Unfortunately, only a small but significant area was able to be explored in-depth. While there was a significant amount of material culture related to the Hatteras dolphin fishery, many of them were only in photographs. In addition to the limited material culture of the fishery, the behavioral chain model posed some challenges in this study. While the behavioral chain model itself offered some fascinating insights, it is clear the scope of its applicability can only go so far. This is evident in Schiffer’s behavioral chain model on the Hopi tribe. The behavioral chain model Schiffer provided a wealth of knowledge from a small object like maize. Adding more objects would create additional activities and thus complicate the behavioral chain model. An example of this 168 could have occurred with the introduction of dolphin fisheries from other regions of North Carolina where they most likely differed regarding hunting and processing. That said, it is clear the behavioral chain model requires a highly specific cultural element when beginning to analyze its related activities (Schiffer 1995:57-59). Another limitation of this research was the processes surrounding oral history data collection. Multiple attempts of reaching out to fishermen or descendants of fishermen were made using various forms of media such as social media and newspaper articles. However, it was extremely difficult to find either of these. Unsurprisingly, it was unlikely to find anyone associated with the fishery because of it ending nearly one hundred years ago. Because of this, it limited the scope of the oral historical records influence on the analysis. Opportunities for Future Research This research brings up new additional questions. As a result, several avenues can be pursued. Much can still be uncovered with the North Carolina dolphin fishery. While the dolphin fishery at Hatteras proved to be one of the longest fisheries in North Carolina, several areas have yet to be researched. A couple of areas that are likely to yield a significant amount of information. The aerial photograph of the Hatteras Porpoise Factory was only recently discovered after fieldwork for this thesis was completed. An archaeological survey conducted in the specific area of Figure 6.25 may yield significant information into the technology used to process dolphins. The Cape Lookout and Bogue Inlet regions also may have more information on the dolphin fisheries. Several newspaper articles mentioned dolphin fisheries took place in the surrounding areas, particularly in Diamond City as noted by Jateff (2014). In addition, the North Carolina State 169 Archives are likely to have many unprocessed materials related to the Shell Castle dolphin fishery. A study of the dolphin fisheries of North Carolina only begins to scratch the surface of marine resource extraction archaeology in this state. North Carolina is an area ripe with marine resources. Several marine resources, such as mullet, shark, and waterfowl, have yet to be fully explored within North Carolina’s maritime archaeology. 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San Diego Academic Press, San Diego, CA. 178 APPENDIX A Internal Review Board Informed Consent Forms 180 181 182 183 184 185 APPENDIX B National Park Service Scientific Research and Collecting Permit 187 188 189 190 APPENDIX C Artifact Forms and Artifact Photographs 192 193 194 195 196 197 198 199 200 201 202 203 204 205 206 207 208 209 210 211 212 213 214 215 216 217 218 219 220 221 222 223 224 225 226 227 228 229 230 231 232 233 234 235 236 237 238 239 240 241 242 243 244 245 246 247 248 249 250 251 252 253 254 255 256 257 258 259 260 261 262 263 264 265 266 267 268 269 270 271 272 273 274 275 276 277 278 279 280 281 282 283 284 285 286 287 288 289 290 291 292 293 294 295 296 297 298 299 300 301 302 303 304 305 306 307 308 309 310 311 312 313 314 315 316 317 318 319 320 321 322 323 324 325 326 327 328 329 330 331 332 333 334 335 336 337 338 339 340 341 342 343 344 345 346 347 348 349 350 351 352 353 354 355 356 357 358 359 360 361 362 363 364 365 366 367 368 369 370 371 372 373 374 375 376 377 378 379 380 381 382 383 384 385